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Fidus Investment
FDUS

Overview Fund Activity

43 hedge funds and large institutions have $45.9M invested in Fidus Investment in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
17
Reduced
13
Closed
8
Calls
–
Puts
$145K
Net Calls
-$145K
Net Calls Change
-$145K

Top Buyers

1
WFI
1
West Family Investments
California
$2.65M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$695K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.99M
4
Millennium Management
4
Millennium Management
New York
$186K
5
OC
5
Oppenheimer & Co
New York
$359K

Top Sellers

1
NCM
1
Novare Capital Management
North Carolina
$0
2
AAM
2
Advisors Asset Management
Colorado
$4.27M
3
RJA
3
Raymond James & Associates
Florida
$9.14M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$5.41M
5
Northern Trust
5
Northern Trust
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$165K +$5.16K +377 +3%
Citigroup
27
Citigroup
New York
$127K -$9.61K -702 -7%
BBHC
28
Brown Brothers Harriman & Co
New York
$113K – – –
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$112K +$55.9K +4,101 +100%
MFW
30
Mosaic Family Wealth
Missouri
$98K +$98K +7,177 New
CFA
31
Carroll Financial Associates
North Carolina
$74K – – –
TRCT
32
Tower Research Capital (TRC)
New York
$47K +$21.8K +1,584 +87%
Deutsche Bank
33
Deutsche Bank
Germany
$47K +$45.9K +3,387 +4,234%
AIG
34
American International Group
New York
$27K +$21K +1,516 +349%
PAM
35
Panagora Asset Management
Massachusetts
$19K – – –
Wells Fargo
36
Wells Fargo
California
$17K +$14 +1 +0.1%
PI
37
PineBridge Investments
New York
$16K +$453 +34 +3%
Bank of America
38
Bank of America
North Carolina
$14K -$37.8K -2,700 -73%
FPFS
39
First Personal Financial Services
North Carolina
$7K -$46.8K -3,480 -87%
IA
40
IFP Advisors
Florida
$7K +$7K +538 New
HR
41
Howe & Rusling
New York
$3K – – –
PCM
42
Penserra Capital Management
California
$3K +$3K +183 New
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$2K +$2K +150 New
NCM
44
Novare Capital Management
North Carolina
– -$2.8M -203,324 Closed
Northern Trust
45
Northern Trust
Illinois
– -$237K -17,233 Closed
HighTower Advisors
46
HighTower Advisors
Illinois
– -$138K -10,000 Closed
US Bancorp
47
US Bancorp
Minnesota
– -$56K -4,077 Closed
DCM
48
Dialectic Capital Management
Connecticut
– -$37K -2,680 Closed
RPG
49
Risk Paradigm Group
Texas
– -$7.58K -550 Closed
Thrivent Financial for Lutherans
50
Thrivent Financial for Lutherans
Minnesota
– -$7K -476 Closed
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