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Fidus Investment

43 hedge funds and large institutions have $45.9M invested in Fidus Investment in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7% less funds holding

Funds holding: 4643 (-3)

7% less capital invested

Capital invested by funds: $49.2M → $45.9M (-$3.35M)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $145K

Holders
43
Holders Change
-3
Holders Change %
-6.52%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
17
Reduced
13
Closed
8
Calls
Puts
$145K
Net Calls
-$145K
Net Calls Change
-$145K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$165K +$5.27K +377 +3%
Citigroup
27
Citigroup
New York
$127K -$9.81K -702 -7%
BBHC
28
Brown Brothers Harriman & Co
New York
$113K
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$112K +$57.3K +4,101 +100%
MFW
30
Mosaic Family Wealth
Missouri
$98K +$100K +7,177 New
CFA
31
Carroll Financial Associates
North Carolina
$74K
TRCT
32
Tower Research Capital (TRC)
New York
$47K +$22.1K +1,584 +87%
Deutsche Bank
33
Deutsche Bank
Germany
$47K +$47.3K +3,387 +4,234%
AIG
34
American International Group
New York
$27K +$21.2K +1,516 +349%
PAM
35
Panagora Asset Management
Massachusetts
$19K
Wells Fargo
36
Wells Fargo
California
$17K +$14 +1 +0.1%
PI
37
PineBridge Investments
New York
$16K +$475 +34 +3%
Bank of America
38
Bank of America
North Carolina
$14K -$37.7K -2,700 -73%
FPFS
39
First Personal Financial Services
North Carolina
$7K -$48.6K -3,480 -87%
IA
40
IFP Advisors
Florida
$7K +$7.52K +538 New
HR
41
Howe & Rusling
New York
$3K
PCM
42
Penserra Capital Management
California
$3K +$2.56K +183 New
WAM
43
Wealthspire Advisors (Maryland)
Maryland
$2K +$2.1K +150 New
NCM
44
Novare Capital Management
North Carolina
-$2.8M -203,324 Closed
Northern Trust
45
Northern Trust
Illinois
-$237K -17,233 Closed
HighTower Advisors
46
HighTower Advisors
Illinois
-$138K -10,000 Closed
US Bancorp
47
US Bancorp
Minnesota
-$56K -4,077 Closed
DCM
48
Dialectic Capital Management
Connecticut
-$37K -2,680 Closed
RPG
49
Risk Paradigm Group
Texas
-$7.58K -550 Closed
Thrivent Financial for Lutherans
50
Thrivent Financial for Lutherans
Minnesota
-$7K -476 Closed

FDUS Hedge Fund Activity: Q4 2015 in Review

43 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Fidus Investment (FDUS) for Q4 2015, worth a combined $45.9M — down 6.8% from $49.2M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of FDUS and 5 opened new positions — a net loss of 3 holders — while 13 trimmed existing stakes and 17 added.

The largest buyer was West Family Investments, adding an estimated $1.17M. The largest seller was Novare Capital Management, exiting entirely with an estimated $2.8M sold.

  • 43 institutional investors held Fidus Investment (FDUS) as of Q4 2015, down from 46 in Q3 2015.
  • Funds reported $45.9M of Fidus Investment stock for Q4 2015, down 6.8% quarter-over-quarter.
  • 5 funds opened new Fidus Investment positions in Q4 2015 and 8 closed out, a net change of -3 holders.
  • The largest Fidus Investment buyer in Q4 2015 was West Family Investments, an estimated $1.17M added.
  • The largest Fidus Investment seller in Q4 2015 was Novare Capital Management, an estimated $2.8M sold.

Based on aggregated 13F filings for Q4 2015.