Dialectic Capital Management’s Fidus Investment FDUS Stock Holding History

Dialectic Capital Management’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-2,680	Closed	-$37K	–	157
2015 Q3	$37K	Buy	+2,680	New	+$39.3K	0.03%	139
2015 Q2	–	Sell	-33,000	Closed	-$508K	–	222
2015 Q1	$508K	Buy	33,000 +21,619	+190%	+$343K	0.23%	192
2014 Q4	$169K	Buy	+11,381	New	+$183K	0.08%	194

Other funds holding FDUS

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return