PineBridge Investments’s Fidus Investment FDUS Stock Holding History

PineBridge Investments’s Portfolio FDUS Stock Details FDUS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-1,231	Closed	-$19K	–	1136
2016 Q1	$19K	Buy	1,231 +30	+2%	+$414	﹤0.01%	1058
2015 Q4	$16K	Buy	1,201 +34	+3%	+$475	﹤0.01%	1072
2015 Q3	$16K	Buy	1,167 +30	+3%	+$440	﹤0.01%	1082
2015 Q2	$17K	Buy	1,137 +27	+2%	+$438	﹤0.01%	1067
2015 Q1	$17K	Buy	1,110 +25	+2%	+$396	﹤0.01%	1059
2014 Q4	$16K	Buy	+1,085	New	+$17.4K	﹤0.01%	1064

Other funds holding FDUS

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

StepStone Group La Jolla, California $207M AUM 12.33% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return