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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$113K -$9.38K -1,014 -8%
HF
52
HRT Financial
New York
$111K +$112K +12,112 New
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$102K +$203 +22 +0.2%
CCG
54
Catalina Capital Group
California
$100K
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$95K +$601 +65 +0.6%
VWA
56
VSM Wealth Advisory
Maryland
$54.4K +$2.73K +295 +5%
Comerica Bank
57
Comerica Bank
Texas
$46.4K +$1.59K +172 +4%
HCM
58
Hollencrest Capital Management
California
$45.8K
CA
59
CoreCap Advisors
Michigan
$28.9K
PTC
60
Private Trust Company
Ohio
$18.4K -$6.06K -655 -25%
EC
61
Elequin Capital
New York
$14.1K +$14.2K +1,532 New
FIA
62
FNY Investment Advisers
New York
$14K
ME
63
McIlrath & Eck
Washington
$13.9K
GWM
64
Geneos Wealth Management
Colorado
$13.4K +$6.89K +745 +105%
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$5.55K
WA
66
WPG Advisers
Maryland
$1.79K -$2.18K -236 -55%
CCM
67
Coldstream Capital Management
Washington
$388 +$388 +42 New
Wells Fargo
68
Wells Fargo
California
$8
TJHA
69
Thomas J. Herzfeld Advisors
Florida
-$1.34M -145,328 Closed
IAA
70
Independent Advisor Alliance
North Carolina
-$425K -46,200 Closed
CL
71
Choreo LLC
Illinois
-$322K -35,002 Closed
HighTower Advisors
72
HighTower Advisors
Illinois
-$254K -27,663 Closed
Citadel Advisors
73
Citadel Advisors
Florida
-$107K -11,618 Closed
CAS
74
Coppell Advisory Solutions
Texas
-$13.4K -1,500 Closed
Bessemer Group
75
Bessemer Group
New Jersey
-$9K -947 Closed