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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NL
51
NWAM LLC
Washington
$94.9K -$18.7K -2,059 -17%
VWA
52
VSM Wealth Advisory
Maryland
$62.7K
CA
53
CoreCap Advisors
Michigan
$29.5K -$7.59K -835 -21%
HCM
54
Hollencrest Capital Management
California
$23.9K
IA
55
IFG Advisory
Georgia
$23K
GRP
56
Global Retirement Partners
California
$17.2K +$17K +1,869 New
FIA
57
FNY Investment Advisers
New York
$14K
SPIA
58
Steward Partners Investment Advisory
New York
$12.9K
PTC
59
Private Trust Company
Ohio
$11.1K -$7.27K -800 -40%
AAP
60
Arax Advisory Partners
Colorado
$8.75K +$8.64K +950 New
QC
61
Quent Capital
New York
$7.6K +$7.5K +825 New
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$5.54K
HWP
63
Highline Wealth Partners
California
$3.68K
PWPS
64
Pinnacle Wealth Planning Services
Ohio
$2.98K -$55 -6 -2%
WSFS
65
Wilmington Savings Fund Society
Delaware
$1.84K
WTC
66
WhitTier Trust Company
Nevada
$1.53K
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$1.48K -$400 -44 -21%
WA
68
WPG Advisers
Maryland
$1.31K -$82 -9 -6%
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
$497
Wells Fargo
70
Wells Fargo
California
$6
IAA
71
Independent Advisor Alliance
North Carolina
-$469K -52,100 Closed
Mariner
72
Mariner
Kansas
-$200K -22,189 Closed
PWM
73
Perigon Wealth Management
California
-$109K -12,071 Closed
Commonwealth Equity Services
74
Commonwealth Equity Services
Massachusetts
-$99.4K -11,031 Closed
GWM
75
Geneos Wealth Management
Colorado
-$10.6K -1,172 Closed