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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFG
26
Independent Financial Group
California
$393K +$49.9K +4,400 +13%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$383K -$27K -2,379 -6%
LPL Financial
28
LPL Financial
California
$344K -$10K -881 -3%
SPIA
29
Steward Partners Investment Advisory
New York
$335K +$11.9K +1,049 +3%
PAG
30
Private Advisor Group
New Jersey
$282K -$10.1K -890 -3%
LWP
31
Legacy Wealth Planning
Nevada
$265K
MC
32
Matisse Capital
Oregon
$260K +$284K +25,000 New
AA
33
AQR Arbitrage
Connecticut
$250K +$273K +24,050 New
NL
34
NWAM LLC
Washington
$228K -$75K -6,611 -23%
VF
35
Virtu Financial
New York
$227K +$248K +21,834 New
GC
36
Guggenheim Capital
Illinois
$205K -$8.75K -771 -4%
HNWAG
37
High Net Worth Advisory Group
Florida
$203K +$136K +12,000 +161%
Walleye Capital
38
Walleye Capital
New York
$186K +$203K +17,849 New
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$177K -$74K -6,520 -28%
CWA
40
Capital Wealth Alliance
Arizona
$171K +$30.3K +2,668 +19%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$152K -$41.9K -3,695 -20%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$134K -$334K -29,445 -70%
SWM
43
SeaCrest Wealth Management
New York
$133K -$64.6K -5,689 -31%
WDC
44
Woodward Diversified Capital
California
$129K +$3.31K +292 +2%
SBIA
45
Sheaff Brock Investment Advisors
Indiana
$115K
HCM
46
Hollencrest Capital Management
California
$111K
FAG
47
Fortitude Advisory Group
Washington
$43K
CBT
48
CoreFirst Bank & Trust
Kansas
$27K
FWM
49
Focused Wealth Management
New York
$19K +$488 +43 +2%
ZIG
50
Zullo Investment Group
Pennsylvania
$17K +$443 +39 +2%