WisdomTree US SmallCap Earnings Fund
EES
126 hedge funds and large institutions have $370M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 36 increasing their positions, 35 reducing their positions, and 11 closing their positions.
145% more first-time investments, than exits
New positions opened: 27 | Existing positions closed: 11
25% more capital invested
Capital invested by funds: $295M → $370M (+$74.8M)
14% more funds holding
Funds holding: 111 → 126 (+15)
5.92% more ownership
Funds ownership: 49.42% → 55.34% (+5.9%)
3% more repeat investments, than reductions
Existing positions increased: 36 | Existing positions reduced: 35
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $447K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$25.3M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$2.83M |
| 3 |
Morgan Stanley
New York
|
+$2.64M |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.69M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$1.6M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Envestnet Asset Management
Chicago,
Illinois
|
-$4.84M |
| 2 |
FA
Forefront Analytics
West Conshohocken,
Pennsylvania
|
-$3.69M |
| 3 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$999K |
| 4 |
SC
Savant Capital
Rockford,
Illinois
|
-$933K |
| 5 |
LW
Linscomb Wealth
Houston,
Texas
|
-$930K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FHC
126
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$999K | -20,661 | Closed |
|
|
CF
127
Centaurus Financial
Anaheim,
California
| – | -$676K | -13,985 | Closed |
|
|
HIS
128
Harvest Investment Services
Oakbrook Terrace,
Illinois
| – | -$654K | -13,544 | Closed |
|
129
Legacy Financial Group (Iowa)
Des Moines,
Iowa
| – | -$575K | -11,889 | Closed |
|
|
FTUS
130
Flow Traders U.S.
New York
| – | -$462K | -9,566 | Closed |
|
|
GSEP
131
Golden State Equity Partners
South Coast Metro,
California
| – | -$220K | -4,544 | Closed |
|
|
GRP
132
Global Retirement Partners
San Rafael,
California
| – | -$113K | -2,328 | Closed |
|
|
KIG
133
Kowal Investment Group
Brookfield,
Wisconsin
| – | -$74K | -1,538 | Closed |
|
134
Barclays
London,
United Kingdom
| – | -$16K | -325 | Closed |
|
|
CC
135
Chicago Capital
Chicago,
Illinois
| – | -$4K | -90 | Closed |
|
|
RCA
136
Ranch Capital Advisors
Sarasota,
Florida
| – | -$3K | -60 | Closed |
|
EES Hedge Fund Activity: Q4 2021 in Review
126 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2021, worth a combined $370M — up 25% from $295M a quarter earlier.
Buyers outnumbered sellers: 27 funds opened new EES positions and 11 closed out — a net gain of 16 holders — while 36 added to existing stakes and 35 trimmed.
The largest buyer was LPL Financial, adding an estimated $25.3M. The largest seller was Envestnet Asset Management, cutting an estimated $4.84M.
- 126 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2021, up from 111 in Q3 2021.
- Funds reported $370M of WisdomTree US SmallCap Earnings Fund stock for Q4 2021, up 25% quarter-over-quarter.
- 27 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2021 and 11 closed out, a net change of +16 holders.
- The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2021 was LPL Financial, an estimated $25.3M added.
- The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2021 was Envestnet Asset Management, an estimated $4.84M sold.
Based on aggregated 13F filings for Q4 2021.