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WisdomTree US SmallCap Earnings Fund
EES

126 hedge funds and large institutions have $370M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 36 increasing their positions, 35 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

25% more capital invested

Capital invested by funds: $295M → $370M (+$74.8M)

14% more funds holding

Funds holding: 111 → 126 (+15)

5.92% more ownership

Funds ownership: 49.42% → 55.34% (+5.9%)

3% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 35

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $447K

Holders
126
Holders Change
+15
Holders Change %
+13.51%
% of All Funds
1.94%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.06%
New
27
Increased
36
Reduced
35
Closed
11
Calls
–
Puts
$447K
Net Calls
-$447K
Net Calls Change
-$447K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$25.3M
2
UBS Group
UBS Group
Switzerland
+$2.83M
3
Morgan Stanley
Morgan Stanley
New York
+$2.64M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.69M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.6M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.84M
2
FA
Forefront Analytics
Pennsylvania
-$3.69M
3
FHC
First Heartland Consultants
Missouri
-$999K
4
SC
Savant Capital
Illinois
-$933K
5
LW
Linscomb Wealth
Texas
-$930K
Name Holding Trade Value Shares
Change 		Change in
Stake
GFPC
101
Global Financial Private Client
Florida
$77.1K – – –
AP
102
Advisors Preferred
Maryland
$69K +$67.5K +1,324 New
FCG
103
Financial Connections Group
California
$69K +$68.8K +1,350 New
LWANC
104
Laurel Wealth Advisors (North Carolina)
North Carolina
$67K -$2.6K -51 -4%
KPCM
105
Kings Point Capital Management
New York
$49K – – –
PP
106
Pacifica Partners
Canada
$36K +$35.3K +692 New
BAM
107
Barrett Asset Management
New York
$35K – – –
EWM
108
EPG Wealth Management
Georgia
$32K – – –
BFEC
109
Benjamin F. Edwards & Company
Missouri
$26K – – –
JP Morgan Chase
110
JP Morgan Chase
New York
$26K – – –
IWP
111
IAG Wealth Partners
Wisconsin
$26K +$25.7K +505 New
EVM
112
Eaton Vance Management
Massachusetts
$15K – – –
AA
113
Addison Advisors
Vermont
$12K – – –
CWS
114
Confluence Wealth Services
Pennsylvania
$10K +$10.2K +200 New
SFM
115
Signet Financial Management
New Jersey
$10K +$10.2K +200 New
Simplex Trading
116
Simplex Trading
Illinois
$9K +$9.33K +183 New
Qube Research & Technologies (QRT)
117
Qube Research & Technologies (QRT)
United Kingdom
$8K -$8.62K -169 -51%
KFI
118
Key Financial Inc
Pennsylvania
$7K – – –
AA
119
Ancora Advisors
Ohio
$5K – – –
GI
120
Gradient Investments
Minnesota
$4K – – –
HI
121
Harbour Investments
Wisconsin
$3K -$272K -5,326 -99%
COCM
122
Charter Oak Capital Management
New Hampshire
$2K – – –
RDIA
123
RE Dickinson Investment Advisors
Iowa
$2K +$1.58K +31 New
MA
124
Montag & Associates
Georgia
$1K – – –
CA
125
CoreCap Advisors
Michigan
$1K +$612 +12 New
2 3 4
5
6

EES Hedge Fund Activity: Q4 2021 in Review

126 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2021, worth a combined $370M — up 25% from $295M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new EES positions and 11 closed out — a net gain of 16 holders — while 36 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $25.3M. The largest seller was Envestnet Asset Management, cutting an estimated $4.84M.

  • 126 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2021, up from 111 in Q3 2021.
  • Funds reported $370M of WisdomTree US SmallCap Earnings Fund stock for Q4 2021, up 25% quarter-over-quarter.
  • 27 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2021 and 11 closed out, a net change of +16 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2021 was LPL Financial, an estimated $25.3M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2021 was Envestnet Asset Management, an estimated $4.84M sold.

Based on aggregated 13F filings for Q4 2021.