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WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $295M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 38 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 33

1.77% more ownership

Funds ownership: 47.65% → 49.42% (+1.8%)

2% less capital invested

Capital invested by funds: $300M → $295M (-$5.39M)

3% less funds holding

Funds holding: 114 → 111 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
111
Holders Change
-3
Holders Change %
-2.63%
% of All Funds
1.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
38
Reduced
33
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cetera Advisors
Colorado
+$5.56M
2
UBS Group
UBS Group
Switzerland
+$2.25M
3
RJA
Raymond James & Associates
Florida
+$1.83M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.2M
5
Creative Planning
Creative Planning
Kansas
+$583K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.61M
2
Morgan Stanley
Morgan Stanley
New York
-$1.5M
3
LW
Linscomb Wealth
Texas
-$1.44M
4
Citigroup
Citigroup
New York
-$1.3M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
101
Barclays
United Kingdom
$16K +$1.69K +35 +12%
EVM
102
Eaton Vance Management
Massachusetts
$14K – – –
AA
103
Addison Advisors
Vermont
$11K – – –
KFI
104
Key Financial Inc
Pennsylvania
$7K – – –
AA
105
Ancora Advisors
Ohio
$5K – – –
GI
106
Gradient Investments
Minnesota
$4K – – –
CC
107
Chicago Capital
Illinois
$4K +$4.35K +90 New
RCA
108
Ranch Capital Advisors
Florida
$3K +$2.9K +60 New
COCM
109
Charter Oak Capital Management
New Hampshire
$2K – – –
MA
110
Montag & Associates
Georgia
$1K – – –
Citadel Advisors
111
Citadel Advisors
Florida
– -$1.2M -24,292 Closed
TRCT
112
Tower Research Capital (TRC)
New York
– -$340K -6,880 Closed
HH
113
Hilltop Holdings
Texas
– -$279K -5,643 Closed
LFAS
114
Level Four Advisory Services
Texas
– -$246K -4,979 Closed
KA
115
Klingman & Associates
New York
– -$200K -4,050 Closed
ECM
116
ExodusPoint Capital Management
New York
– -$97K -1,973 Closed
Bank of Montreal
117
Bank of Montreal
Ontario, Canada
– -$88K -1,752 Closed
S
118
SignatureFD
Georgia
– -$33K -676 Closed
SB
119
Strategic Blueprint
Georgia
– -$25K -504 Closed
1 2 3 4
5

EES Hedge Fund Activity: Q3 2021 in Review

111 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2021, worth a combined $295M — down 1.8% from $300M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of EES and 7 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 38 added.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $5.56M. The largest seller was Wells Fargo, cutting an estimated $3.61M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2021, down from 114 in Q2 2021.
  • Funds reported $295M of WisdomTree US SmallCap Earnings Fund stock for Q3 2021, down 1.8% quarter-over-quarter.
  • 7 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2021 was Cetera Advisors, an estimated $5.56M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2021 was Wells Fargo, an estimated $3.61M sold.

Based on aggregated 13F filings for Q3 2021.