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WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $323M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more capital invested

Capital invested by funds: $223M → $323M (+$100M)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

5.09% more ownership

Funds ownership: 50.01% → 55.09% (+5.1%)

1% less funds holding

Funds holding: 112 → 111 (-1)

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

Holders
111
Holders Change
-1
Holders Change %
-0.89%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
33
Reduced
35
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$15.5M
2
UBS Group
UBS Group
Switzerland
+$11.5M
3
SW
Signify Wealth
Missouri
+$8.24M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.85M
5
Morgan Stanley
Morgan Stanley
New York
+$2.99M

Top Sellers

Rank Fund Capital Flow
1
BFG
Berger Financial Group
Minnesota
-$2.91M
2
3LCM
3D/L Capital Management
Connecticut
-$2.58M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.55M
4
SC
Savant Capital
Illinois
-$2.27M
5
Citadel Advisors
Citadel Advisors
Florida
-$2.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
101
Fifth Third Bancorp
Ohio
$18K – – –
EVM
102
Eaton Vance Management
Massachusetts
$14K +$12.9K +290 New
GWM
103
Geneos Wealth Management
Colorado
$13K +$12.3K +275 New
FFA
104
Founders Financial Alliance
North Carolina
$7K – – –
KFI
105
Key Financial Inc
Pennsylvania
$7K – – –
AA
106
Ancora Advisors
Ohio
$5K – – –
RWB
107
RMR Wealth Builders
New Jersey
$3K +$2.5K +56 New
COCM
108
Charter Oak Capital Management
New Hampshire
$2K – – –
RCA
109
Ranch Capital Advisors
Florida
$2K – – –
MA
110
Montag & Associates
Georgia
$1K +$1.16K +26 New
Citadel Advisors
111
Citadel Advisors
Florida
– -$2.1M -54,050 Closed
Susquehanna International Group
112
Susquehanna International Group
Pennsylvania
– -$1.5M -38,605 Closed
GSWM
113
Golden State Wealth Management
California
– -$940K -24,155 Closed
TRCT
114
Tower Research Capital (TRC)
New York
– -$872K -22,406 Closed
TAM
115
Townsend Asset Management
North Carolina
– -$555K -14,254 Closed
FTUS
116
Flow Traders U.S.
New York
– -$514K -13,218 Closed
WP
117
WealthSource Partners
California
– -$422K -10,847 Closed
CCFM
118
Clear Creek Financial Management
Washington
– -$331K -8,505 Closed
CIC
119
Cutler Investment Counsel
Oregon
– -$225K -5,783 Closed
CPIG
120
Chicago Partners Investment Group
Illinois
– -$224K -5,262 Closed
VFA
121
Valeo Financial Advisors
Indiana
– -$55K -1,416 Closed
SIAG
122
Safeguard Investment Advisory Group
California
– -$36K -928 Closed
US Bancorp
123
US Bancorp
Minnesota
– -$27K -690 Closed
LFG
124
Larson Financial Group
Missouri
– -$18K -460 Closed
CAAS
125
Capital Asset Advisory Services
Michigan
– -$11K -275 Closed
2 3 4
5
6

EES Hedge Fund Activity: Q1 2021 in Review

111 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2021, worth a combined $323M — up 45% from $223M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new EES positions and 18 closed out — a net gain of 2 holders — while 33 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Berger Financial Group, cutting an estimated $2.91M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2021, down from 112 in Q4 2020.
  • Funds reported $323M of WisdomTree US SmallCap Earnings Fund stock for Q1 2021, up 45% quarter-over-quarter.
  • 20 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2021 and 18 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2021 was Berger Financial Group, an estimated $2.91M sold.

Based on aggregated 13F filings for Q1 2021.