WisdomTree US SmallCap Earnings Fund
EES
97 hedge funds and large institutions have $189M invested in WisdomTree US SmallCap Earnings Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 58 reducing their positions, and 14 closing their positions.
0.89% less ownership
Funds ownership: 50.73% → 49.84% (-0.89%)
6% less capital invested
Capital invested by funds: $202M → $189M (-$13.1M)
9% less funds holding
Funds holding: 107 → 97 (-10)
71% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 14
72% less repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 58
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FA
Forefront Analytics
West Conshohocken,
Pennsylvania
|
+$3.81M |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$1.61M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$793K |
| 4 |
FTUS
Flow Traders U.S.
New York
|
+$266K |
| 5 |
Citigroup
New York
|
+$191K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$3.98M |
| 2 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$3.16M |
| 3 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$2.64M |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$2.38M |
| 5 |
SC
Savant Capital
Rockford,
Illinois
|
-$1.66M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AFA
101
Atlanta Financial Associates
Atlanta,
Georgia
| – | -$295K | -10,400 | Closed |
|
|
KLI
102
Kelman-Lazarov Inc
Memphis,
Tennessee
| – | -$246K | -8,685 | Closed |
|
103
MML Investors Services
Springfield,
Massachusetts
| – | -$209K | -7,377 | Closed |
|
|
CSA
104
Cottage Street Advisors
Marion,
Massachusetts
| – | -$204K | -7,201 | Closed |
|
|
FANJ
105
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$40K | -1,425 | Closed |
|
|
OPS
106
Orion Portfolio Solutions
Omaha,
Nebraska
| – | -$27K | -950 | Closed |
|
|
KWM
107
Keebeck Wealth Management
Chicago,
Illinois
| – | -$16K | -594 | Closed |
|
|
AC
108
AlphaCore Capital
La Jolla,
California
| – | -$3K | -123 | Closed |
|
|
SCA
109
Stonebridge Capital Advisors
St Paul,
Minnesota
| – | -$1K | -30 | Closed |
|
EES Hedge Fund Activity: Q3 2020 in Review
97 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2020, worth a combined $189M — down 6.5% from $202M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of EES and 4 opened new positions — a net loss of 10 holders — while 58 trimmed existing stakes and 16 added.
The largest buyer was Forefront Analytics, adding an estimated $3.81M. The largest seller was UBS Group, cutting an estimated $3.98M.
- 97 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2020, down from 107 in Q2 2020.
- Funds reported $189M of WisdomTree US SmallCap Earnings Fund stock for Q3 2020, down 6.5% quarter-over-quarter.
- 4 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2020 and 14 closed out, a net change of -10 holders.
- The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2020 was Forefront Analytics, an estimated $3.81M added.
- The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2020 was UBS Group, an estimated $3.98M sold.
Based on aggregated 13F filings for Q3 2020.