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WisdomTree US SmallCap Earnings Fund
EES

112 hedge funds and large institutions have $245M invested in WisdomTree US SmallCap Earnings Fund in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 47 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.93% more ownership

Funds ownership: 55.53% → 58.47% (+2.9%)

19% less funds holding

Funds holding: 139 → 112 (-27)

40% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 47

47% less capital invested

Capital invested by funds: $462M → $245M (-$217M)

50% less funds holding in top 10

Funds holding in top 10: 6 → 3 (-3)

66% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 35

Holders
112
Holders Change
-27
Holders Change %
-19.42%
% of All Funds
2.47%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.07%
New
12
Increased
28
Reduced
47
Closed
35
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SC
Savant Capital
Illinois
+$18M
2
HFA
Huber Financial Advisors
Illinois
+$5.2M
3
UBS Group
UBS Group
Switzerland
+$4.34M
4
BWP
BSW Wealth Partners
Colorado
+$3.54M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.34M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$16.8M
2
CCFM
Clear Creek Financial Management
Washington
-$6.76M
3
AWM
AE Wealth Management
Kansas
-$5.1M
4
HCA
Heck Capital Advisors
Wisconsin
-$4.65M
5
PCM
Perritt Capital Management
Illinois
-$3.97M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
101
Fidelity Investments
Massachusetts
$8K -$60K -1,861 -84%
PNC Financial Services Group
102
PNC Financial Services Group
Pennsylvania
$6K -$29.2K -906 -76%
SF
103
Synovus Financial
Georgia
$6K +$8.87K +275 New
MPWT
104
MassMutual Private Wealth & Trust
Connecticut
$5K – – –
AC
105
AlphaCore Capital
California
$4K – – –
AIC
106
Archer Investment Corporation
Indiana
$4K – – –
RCA
107
Ranch Capital Advisors
Florida
$3K -$7.06K -219 -61%
AA
108
Ancora Advisors
Ohio
$2K – – –
GI
109
Gradient Investments
Minnesota
$2K – – –
HFM
110
Hartford Financial Management
Connecticut
$2K – – –
AF
111
Allworth Financial
California
$1K – – –
AWM
112
AE Wealth Management
Kansas
– -$5.1M -132,721 Closed
HCA
113
Heck Capital Advisors
Wisconsin
– -$4.65M -120,943 Closed
PCM
114
Perritt Capital Management
Illinois
– -$3.97M -103,197 Closed
MWM
115
Marietta Wealth Management
Georgia
– -$3.81M -99,032 Closed
SS
116
Simplicity Solutions
Minnesota
– -$2.99M -77,704 Closed
S
117
Surevest
California
– -$2.96M -76,930 Closed
OL
118
Optas LLC
Texas
– -$2.72M -70,853 Closed
Stifel Financial
119
Stifel Financial
Missouri
– -$2.27M -59,001 Closed
BFG
120
Barber Financial Group
Kansas
– -$1.97M -51,310 Closed
CA
121
Continuum Advisory
Idaho
– -$1.55M -40,441 Closed
PIA
122
Perennial Investment Advisors
California
– -$530K -13,773 Closed
CAM
123
Covenant Asset Management
New Jersey
– -$446K -11,592 Closed
UWM
124
USAdvisors Wealth Management
Minnesota
– -$412K -10,720 Closed
MML Investors Services
125
MML Investors Services
Massachusetts
– -$384K -9,980 Closed
2 3 4
5
6

EES Hedge Fund Activity: Q1 2020 in Review

112 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2020, worth a combined $245M — down 47% from $462M a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of EES and 12 opened new positions — a net loss of 23 holders — while 47 trimmed existing stakes and 28 added.

The largest buyer was Savant Capital, opening a new position worth an estimated $18M. The largest seller was Bank of America, cutting an estimated $16.8M.

  • 112 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2020, down from 139 in Q4 2019.
  • Funds reported $245M of WisdomTree US SmallCap Earnings Fund stock for Q1 2020, down 47% quarter-over-quarter.
  • 12 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2020 and 35 closed out, a net change of -23 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2020 was Savant Capital, an estimated $18M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2020 was Bank of America, an estimated $16.8M sold.

Based on aggregated 13F filings for Q1 2020.