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WisdomTree US SmallCap Earnings Fund
EES

118 hedge funds and large institutions have $328M invested in WisdomTree US SmallCap Earnings Fund in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 40 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 36

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2.41% less ownership

Funds ownership: 60.79% → 58.38% (-2.4%)

6% less funds holding

Funds holding: 126 → 118 (-8)

15% less capital invested

Capital invested by funds: $386M → $328M (-$57.5M)

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

Holders
118
Holders Change
-8
Holders Change %
-6.35%
% of All Funds
1.88%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
40
Reduced
36
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$7.68M
2
FTUS
Flow Traders U.S.
New York
+$5.1M
3
Morgan Stanley
Morgan Stanley
New York
+$3.63M
4
FWTB
First Western Trust Bank
Colorado
+$3.16M
5
CAN
Cetera Advisor Networks
California
+$3.15M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$28.5M
2
KAS
Kestra Advisory Services
Texas
-$21.7M
3
GI
Gradient Investments
Minnesota
-$13.1M
4
SWP
Stratos Wealth Partners
Ohio
-$8.72M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.11M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAPTRUST Financial Advisors
76
CAPTRUST Financial Advisors
North Carolina
$274K +$287K +6,335 New
CCA
77
Clearwater Capital Advisors
Illinois
$269K -$77.7K -1,716 -22%
APA
78
Astoria Portfolio Advisors
New York
$259K +$32.6K +719 +13%
CWM
79
Collaborative Wealth Management
Florida
$254K +$22.8K +503 +9%
EFS
80
Essex Financial Services
Connecticut
$244K – – –
WBCM
81
Wilson & Boucher Capital Management
California
$233K – – –
CIBC Private Wealth Group
82
CIBC Private Wealth Group
Georgia
$231K +$3.58K +79 +0.7%
CM
83
Capital Management
Virginia
$229K -$1.13K -25 -0.5%
Janney Montgomery Scott
84
Janney Montgomery Scott
Pennsylvania
$226K – – –
LCM
85
LVM Capital Management
Michigan
$206K – – –
ADL
86
Asset Dedication LLC
California
$137K – – –
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$117K – – –
OSAM
88
O'Shaughnessy Asset Management
Connecticut
$96.9K – – –
LWANC
89
Laurel Wealth Advisors (North Carolina)
North Carolina
$96.2K +$2.49K +55 +3%
AAS
90
Ameritas Advisory Services
Nebraska
$90.7K +$95.1K +2,100 New
JWA
91
JFS Wealth Advisors
Pennsylvania
$78.4K – – –
Fidelity Investments
92
Fidelity Investments
Massachusetts
$75.3K +$23.5K +518 +42%
IA
93
IFP Advisors
Florida
$71.3K -$2.74M -60,560 -97%
HWM
94
Horizons Wealth Management
North Carolina
$70.4K – – –
GFPC
95
Global Financial Private Client
Florida
$64.7K – – –
FCG
96
Financial Connections Group
California
$58K – – –
PFBT
97
Parkside Financial Bank & Trust
Missouri
$57.6K +$60.4K +1,333 New
GI
98
Gradient Investments
Minnesota
$57K -$13.1M -289,977 -100%
CFB
99
Cullen/Frost Bankers
Texas
$36.2K – – –
TWA
100
TCI Wealth Advisors
Arizona
$35.4K – – –
2 3
4
5 6

EES Hedge Fund Activity: Q1 2023 in Review

118 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2023, worth a combined $328M — down 15% from $386M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of EES and 11 opened new positions — a net loss of 4 holders — while 36 trimmed existing stakes and 40 added.

The largest buyer was Bank of America, adding an estimated $7.68M. The largest seller was LPL Financial, cutting an estimated $28.5M.

  • 118 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2023, down from 126 in Q4 2022.
  • Funds reported $328M of WisdomTree US SmallCap Earnings Fund stock for Q1 2023, down 15% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2023 and 15 closed out, a net change of -4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2023 was Bank of America, an estimated $7.68M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2023 was LPL Financial, an estimated $28.5M sold.

Based on aggregated 13F filings for Q1 2023.