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WisdomTree US SmallCap Earnings Fund
EES

126 hedge funds and large institutions have $370M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 36 increasing their positions, 35 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

25% more capital invested

Capital invested by funds: $295M → $370M (+$74.8M)

14% more funds holding

Funds holding: 111 → 126 (+15)

5.92% more ownership

Funds ownership: 49.42% → 55.34% (+5.9%)

3% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 35

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $447K

Holders
126
Holders Change
+15
Holders Change %
+13.51%
% of All Funds
1.94%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.06%
New
27
Increased
36
Reduced
35
Closed
11
Calls
–
Puts
$447K
Net Calls
-$447K
Net Calls Change
-$447K

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$25.3M
2
UBS Group
UBS Group
Switzerland
+$2.83M
3
Morgan Stanley
Morgan Stanley
New York
+$2.64M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.69M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.6M

Top Sellers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.84M
2
FA
Forefront Analytics
Pennsylvania
-$3.69M
3
FHC
First Heartland Consultants
Missouri
-$999K
4
SC
Savant Capital
Illinois
-$933K
5
LW
Linscomb Wealth
Texas
-$930K
Name Holding Trade Value Shares
Change 		Change in
Stake
EFS
76
Essex Financial Services
Connecticut
$290K – – –
NC
77
NewSquare Capital
Pennsylvania
$285K +$83.9K +1,645 +42%
WBCM
78
Wilson & Boucher Capital Management
California
$278K +$275K +5,400 New
TVAMP
79
Tennessee Valley Asset Management Partners
Tennessee
$272K -$20.1K -394 -7%
CFA
80
Carroll Financial Associates
North Carolina
$271K +$40.3K +790 +18%
GSWM
81
Golden State Wealth Management
California
$255K +$253K +4,954 New
CM
82
Capital Management
Virginia
$252K +$250K +4,910 New
CBN
83
Cadence Bank NA
Texas
$248K -$6.22K -122 -2%
CCFM
84
Clear Creek Financial Management
Washington
$245K -$148K -2,902 -38%
FFG
85
Frisch Financial Group
New York
$227K +$2.19K +43 +1%
CAPTRUST Financial Advisors
86
CAPTRUST Financial Advisors
North Carolina
$225K +$31.1K +610 +16%
IFWM
87
Institute for Wealth Management
Colorado
$221K – – –
ESB
88
Essex Savings Bank
Connecticut
$216K – – –
KA
89
Klingman & Associates
New York
$208K +$206K +4,050 New
TFS
90
TrustCore Financial Services
Tennessee
$206K – – –
BG
91
Benedetti & Gucer
Georgia
$202K +$201K +3,944 New
GLLW
92
Graves Light Lenhart Wealth
Virginia
$200K – – –
ADL
93
Asset Dedication LLC
California
$163K – – –
OSAM
94
O'Shaughnessy Asset Management
Connecticut
$147K – – –
APA
95
American Portfolios Advisors
New York
$142K +$7.34K +144 +5%
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$139K +$105K +2,060 +317%
JWA
97
JFS Wealth Advisors
Pennsylvania
$127K – – –
Koshinski Asset Management
98
Koshinski Asset Management
Illinois
$107K – – –
IA
99
IFP Advisors
Florida
$100K -$31.2K -612 -24%
SCA
100
Snowden Capital Advisors
New York
$89K +$88.3K +1,732 New
2 3
4
5 6

EES Hedge Fund Activity: Q4 2021 in Review

126 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2021, worth a combined $370M — up 25% from $295M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new EES positions and 11 closed out — a net gain of 16 holders — while 36 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $25.3M. The largest seller was Envestnet Asset Management, cutting an estimated $4.84M.

  • 126 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2021, up from 111 in Q3 2021.
  • Funds reported $370M of WisdomTree US SmallCap Earnings Fund stock for Q4 2021, up 25% quarter-over-quarter.
  • 27 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2021 and 11 closed out, a net change of +16 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2021 was LPL Financial, an estimated $25.3M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2021 was Envestnet Asset Management, an estimated $4.84M sold.

Based on aggregated 13F filings for Q4 2021.