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WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $295M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 38 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 33

1.77% more ownership

Funds ownership: 47.65% → 49.42% (+1.8%)

2% less capital invested

Capital invested by funds: $300M → $295M (-$5.39M)

3% less funds holding

Funds holding: 114 → 111 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
111
Holders Change
-3
Holders Change %
-2.63%
% of All Funds
1.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
38
Reduced
33
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cetera Advisors
Colorado
+$5.56M
2
UBS Group
UBS Group
Switzerland
+$2.25M
3
RJA
Raymond James & Associates
Florida
+$1.83M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.2M
5
Creative Planning
Creative Planning
Kansas
+$583K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.61M
2
Morgan Stanley
Morgan Stanley
New York
-$1.5M
3
LW
Linscomb Wealth
Texas
-$1.44M
4
Citigroup
Citigroup
New York
-$1.3M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
ESB
76
Essex Savings Bank
Connecticut
$207K – – –
IFWM
77
Institute for Wealth Management
Colorado
$207K – – –
TFS
78
TrustCore Financial Services
Tennessee
$193K – – –
NC
79
NewSquare Capital
Pennsylvania
$189K +$15.7K +325 +9%
GLLW
80
Graves Light Lenhart Wealth
Virginia
$188K – – –
CAPTRUST Financial Advisors
81
CAPTRUST Financial Advisors
North Carolina
$182K – – –
ADL
82
Asset Dedication LLC
California
$153K – – –
OSAM
83
O'Shaughnessy Asset Management
Connecticut
$138K +$43.2K +894 +45%
APA
84
American Portfolios Advisors
New York
$127K – – –
IA
85
IFP Advisors
Florida
$124K +$1.98K +41 +2%
JWA
86
JFS Wealth Advisors
Pennsylvania
$120K – – –
GRP
87
Global Retirement Partners
California
$113K -$9.67K -200 -8%
Koshinski Asset Management
88
Koshinski Asset Management
Illinois
$100K +$101K +2,079 New
William Blair & Company
89
William Blair & Company
Illinois
$78K – – –
KIG
90
Kowal Investment Group
Wisconsin
$74K +$74.4K +1,538 New
GFPC
91
Global Financial Private Client
Florida
$73.7K – – –
LWANC
92
Laurel Wealth Advisors (North Carolina)
North Carolina
$66K – – –
BU
93
BBVA USA
Alabama
$50K – – –
KPCM
94
Kings Point Capital Management
New York
$46K – – –
BAM
95
Barrett Asset Management
New York
$33K – – –
PNC Financial Services Group
96
PNC Financial Services Group
Pennsylvania
$31K – – –
EWM
97
EPG Wealth Management
Georgia
$30K +$29.6K +613 New
JP Morgan Chase
98
JP Morgan Chase
New York
$25K -$3.63K -75 -13%
BFEC
99
Benjamin F. Edwards & Company
Missouri
$24K – – –
Qube Research & Technologies (QRT)
100
Qube Research & Technologies (QRT)
United Kingdom
$16K -$435 -9 -3%
1 2 3
4
5

EES Hedge Fund Activity: Q3 2021 in Review

111 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2021, worth a combined $295M — down 1.8% from $300M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of EES and 7 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 38 added.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $5.56M. The largest seller was Wells Fargo, cutting an estimated $3.61M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2021, down from 114 in Q2 2021.
  • Funds reported $295M of WisdomTree US SmallCap Earnings Fund stock for Q3 2021, down 1.8% quarter-over-quarter.
  • 7 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2021 was Cetera Advisors, an estimated $5.56M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2021 was Wells Fargo, an estimated $3.61M sold.

Based on aggregated 13F filings for Q3 2021.