We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

114 hedge funds and large institutions have $300M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 38 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 14

3% more funds holding

Funds holding: 111 → 114 (+3)

7% less capital invested

Capital invested by funds: $323M → $300M (-$22.4M)

7.45% less ownership

Funds ownership: 55.09% → 47.65% (-7.4%)

18% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 38

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
114
Holders Change
+3
Holders Change %
+2.7%
% of All Funds
1.98%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
18
Increased
31
Reduced
38
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZIG
Zurich Insurance Group
Switzerland
+$3.54M
2
UBS Group
UBS Group
Switzerland
+$2.2M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.19M
4
FHC
First Heartland Consultants
Missouri
+$1.18M
5
Morgan Stanley
Morgan Stanley
New York
+$660K

Top Sellers

1
EF
Empowered Funds
Pennsylvania
-$11M
2
SW
Signify Wealth
Missouri
-$8.76M
3
LPL Financial
LPL Financial
California
-$7.81M
4
AW
ACG Wealth
Georgia
-$4.58M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$3.13M
Name Holding Trade Value Shares
Change 		Change in
Stake
FFG
76
Frisch Financial Group
New York
$215K +$589 +12 +0.3%
IFWM
77
Institute for Wealth Management
Colorado
$212K – – –
ESB
78
Essex Savings Bank
Connecticut
$210K +$206K +4,200 New
KA
79
Klingman & Associates
New York
$200K +$199K +4,050 New
TFS
80
TrustCore Financial Services
Tennessee
$198K – – –
GLLW
81
Graves Light Lenhart Wealth
Virginia
$193K – – –
CAPTRUST Financial Advisors
82
CAPTRUST Financial Advisors
North Carolina
$186K -$19.1K -390 -9%
NC
83
NewSquare Capital
Pennsylvania
$177K +$14.2K +290 +9%
ADL
84
Asset Dedication LLC
California
$156K – – –
APA
85
American Portfolios Advisors
New York
$130K – – –
GRP
86
Global Retirement Partners
California
$125K +$15.5K +315 +14%
IA
87
IFP Advisors
Florida
$122K -$1.42K -29 -1%
JWA
88
JFS Wealth Advisors
Pennsylvania
$122K – – –
OSAM
89
O'Shaughnessy Asset Management
Connecticut
$97K +$49 +1 +0.1%
ECM
90
ExodusPoint Capital Management
New York
$97K +$96.8K +1,973 New
Bank of Montreal
91
Bank of Montreal
Ontario, Canada
$88K +$86K +1,752 New
William Blair & Company
92
William Blair & Company
Illinois
$80K – – –
GFPC
93
Global Financial Private Client
Florida
$74.8K – – –
LWANC
94
Laurel Wealth Advisors (North Carolina)
North Carolina
$67K -$4.91K -100 -7%
BU
95
BBVA USA
Alabama
$51K +$50.5K +1,030 New
KPCM
96
Kings Point Capital Management
New York
$47K – – –
BAM
97
Barrett Asset Management
New York
$33K – – –
S
98
SignatureFD
Georgia
$33K – – –
PNC Financial Services Group
99
PNC Financial Services Group
Pennsylvania
$32K – – –
JP Morgan Chase
100
JP Morgan Chase
New York
$29K +$3.68K +75 +15%
2 3
4
5 6

EES Hedge Fund Activity: Q2 2021 in Review

114 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q2 2021, worth a combined $300M — down 6.9% from $323M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new EES positions and 14 closed out — a net gain of 4 holders — while 31 added to existing stakes and 38 trimmed.

The largest buyer was Zurich Insurance Group, opening a new position worth an estimated $3.54M. The largest seller was Empowered Funds, exiting entirely with an estimated $11M sold.

  • 114 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q2 2021, up from 111 in Q1 2021.
  • Funds reported $300M of WisdomTree US SmallCap Earnings Fund stock for Q2 2021, down 6.9% quarter-over-quarter.
  • 18 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q2 2021 and 14 closed out, a net change of +4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q2 2021 was Zurich Insurance Group, an estimated $3.54M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q2 2021 was Empowered Funds, an estimated $11M sold.

Based on aggregated 13F filings for Q2 2021.