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WisdomTree US SmallCap Earnings Fund
EES

97 hedge funds and large institutions have $189M invested in WisdomTree US SmallCap Earnings Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 58 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.89% less ownership

Funds ownership: 50.73% → 49.84% (-0.89%)

6% less capital invested

Capital invested by funds: $202M → $189M (-$13.1M)

9% less funds holding

Funds holding: 107 → 97 (-10)

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

72% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 58

Holders
97
Holders Change
-10
Holders Change %
-9.35%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
58
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FA
Forefront Analytics
Pennsylvania
+$3.81M
2
AAS
Avantax Advisory Services
Texas
+$1.61M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$793K
4
FTUS
Flow Traders U.S.
New York
+$266K
5
Citigroup
Citigroup
New York
+$191K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$3.98M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$3.16M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.64M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.38M
5
SC
Savant Capital
Illinois
-$1.66M
Name Holding Trade Value Shares
Change 		Change in
Stake
NC
76
NewSquare Capital
Pennsylvania
$40K +$15.4K +510 +63%
William Blair & Company
77
William Blair & Company
Illinois
$33K -$392 -13 -1%
KPCM
78
Kings Point Capital Management
New York
$29K – – –
US Bancorp
79
US Bancorp
Minnesota
$21K -$6.03K -200 -22%
BAM
80
Barrett Asset Management
New York
$20K – – –
S
81
SignatureFD
Georgia
$20K – – –
JP Morgan Chase
82
JP Morgan Chase
New York
$15K -$71.9K -2,383 -82%
BFEC
83
Benjamin F. Edwards & Company
Missouri
$15K – – –
AWA
84
Arkadios Wealth Advisors
Georgia
$12.5K -$7.15K -237 -38%
CAPTRUST Financial Advisors
85
CAPTRUST Financial Advisors
North Carolina
$12K -$4.34K -144 -27%
RG
86
Retirement Group
California
$11K -$4.49K -149 -29%
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$11K -$663 -22 -6%
Fidelity Investments
88
Fidelity Investments
Massachusetts
$11K -$30 -1 -0.3%
PNC Financial Services Group
89
PNC Financial Services Group
Pennsylvania
$8K – – –
FFA
90
Founders Financial Alliance
North Carolina
$4K +$4.22K +140 New
AA
91
Ancora Advisors
Ohio
$3K – – –
DI
92
Disciplined Investments
Oklahoma
$2K – – –
GI
93
Gradient Investments
Minnesota
$2K – – –
AF
94
Allworth Financial
California
$1K – – –
RCA
95
Ranch Capital Advisors
Florida
$1K +$30 +1 +2%
HFS
96
Horizon Financial Services
North Carolina
$1K +$875 +29 New
Janney Montgomery Scott
97
Janney Montgomery Scott
Pennsylvania
– -$2.64M -93,103 Closed
CCFM
98
Clear Creek Financial Management
Washington
– -$967K -34,101 Closed
OC
99
Oppenheimer & Co
New York
– -$558K -19,646 Closed
CF
100
Centaurus Financial
California
– -$354K -12,485 Closed
1 2 3
4
5

EES Hedge Fund Activity: Q3 2020 in Review

97 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2020, worth a combined $189M — down 6.5% from $202M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of EES and 4 opened new positions — a net loss of 10 holders — while 58 trimmed existing stakes and 16 added.

The largest buyer was Forefront Analytics, adding an estimated $3.81M. The largest seller was UBS Group, cutting an estimated $3.98M.

  • 97 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2020, down from 107 in Q2 2020.
  • Funds reported $189M of WisdomTree US SmallCap Earnings Fund stock for Q3 2020, down 6.5% quarter-over-quarter.
  • 4 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2020 and 14 closed out, a net change of -10 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2020 was Forefront Analytics, an estimated $3.81M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2020 was UBS Group, an estimated $3.98M sold.

Based on aggregated 13F filings for Q3 2020.