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WisdomTree US SmallCap Earnings Fund
EES

116 hedge funds and large institutions have $331M invested in WisdomTree US SmallCap Earnings Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 34 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

14% more capital invested

Capital invested by funds: $291M → $331M (+$39.5M)

8.07% more ownership

Funds ownership: 53.09% → 61.16% (+8.1%)

1% less funds holding

Funds holding: 117 → 116 (-1)

8% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 37

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

Holders
116
Holders Change
-1
Holders Change %
-0.85%
% of All Funds
2%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
34
Reduced
37
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$22M
2
KAS
Kestra Advisory Services
Texas
+$19.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$7.09M
4
Ameriprise
Ameriprise
Minnesota
+$5.09M
5
Citadel Advisors
Citadel Advisors
Florida
+$4.3M

Top Sellers

Rank Fund Capital Flow
1
ZIG
Zurich Insurance Group
Switzerland
-$3.47M
2
UBS Group
UBS Group
Switzerland
-$2.34M
3
Wells Fargo
Wells Fargo
California
-$2.32M
4
Bank of America
Bank of America
North Carolina
-$1.3M
5
BPA
Beacon Pointe Advisors
California
-$836K
Name Holding Trade Value Shares
Change 		Change in
Stake
MWP
51
Moller Wealth Partners
$726K -$1.04K -24 -0.1%
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$699K -$20K -460 -3%
William Blair & Company
53
William Blair & Company
Illinois
$689K – – –
RJA
54
Raymond James & Associates
Florida
$652K +$58.4K +1,341 +9%
NC
55
NewSquare Capital
Pennsylvania
$633K +$349K +8,025 +99%
Goldman Sachs
56
Goldman Sachs
New York
$589K – – –
TSWM
57
Tyler-Stone Wealth Management
Ohio
$548K -$92.6K -2,127 -13%
SAM
58
S.A. Mason
Michigan
$499K – – –
RA
59
RFG Advisory
Alabama
$497K +$492K +11,302 New
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$488K -$85.9K -1,972 -14%
FHA
61
Flagship Harbor Advisors
Massachusetts
$454K -$91.7K -2,107 -15%
CCA
62
Clearwater Capital Advisors
Illinois
$451K -$18.8K -431 -4%
SPIA
63
Steward Partners Investment Advisory
New York
$446K +$87 +2 +0%
CIBC Private Wealth Group
64
CIBC Private Wealth Group
Georgia
$421K -$44 -1 -0%
CB
65
Commerce Bank
Missouri
$403K +$448K +10,286 New
BFG
66
Berger Financial Group
Minnesota
$392K – – –
SFP
67
Sweet Financial Partners
Minnesota
$392K – – –
LAS
68
LWM Advisory Services
Florida
$384K +$93.7K +2,151 +28%
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$364K -$11.5K -265 -3%
KFP
70
KMG Fiduciary Partners
Ohio
$342K +$1.26K +29 +0.3%
P
71
&Partners
Tennessee
$329K +$366K +8,400 New
CM
72
Capital Management
Virginia
$311K +$345K +7,930 New
AWS
73
Atria Wealth Solutions
New York
$309K -$14.7K -338 -4%
CAM
74
Cresset Asset Management
Illinois
$303K – – –
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$288K +$4.4K +101 +1%
1 2
3
4 5

EES Hedge Fund Activity: Q3 2022 in Review

116 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2022, worth a combined $331M — up 14% from $291M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of EES and 11 opened new positions — a net loss of 1 holder — while 37 trimmed existing stakes and 34 added.

The largest buyer was LPL Financial, adding an estimated $22M. The largest seller was Zurich Insurance Group, cutting an estimated $3.47M.

  • 116 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2022, down from 117 in Q2 2022.
  • Funds reported $331M of WisdomTree US SmallCap Earnings Fund stock for Q3 2022, up 14% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2022 and 12 closed out, a net change of -1 holder.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2022 was LPL Financial, an estimated $22M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2022 was Zurich Insurance Group, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2022.