We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $295M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 38 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 33

1.77% more ownership

Funds ownership: 47.65% → 49.42% (+1.8%)

2% less capital invested

Capital invested by funds: $300M → $295M (-$5.39M)

3% less funds holding

Funds holding: 114 → 111 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
111
Holders Change
-3
Holders Change %
-2.63%
% of All Funds
1.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
38
Reduced
33
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cetera Advisors
Colorado
+$5.56M
2
UBS Group
UBS Group
Switzerland
+$2.25M
3
RJA
Raymond James & Associates
Florida
+$1.83M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.2M
5
Creative Planning
Creative Planning
Kansas
+$583K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$3.61M
2
Morgan Stanley
Morgan Stanley
New York
-$1.5M
3
LW
Linscomb Wealth
Texas
-$1.44M
4
Citigroup
Citigroup
New York
-$1.3M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
BFG
51
Berger Financial Group
Minnesota
$566K – – –
CIBC Private Wealth Group
52
CIBC Private Wealth Group
Georgia
$519K – – –
FTUS
53
Flow Traders U.S.
New York
$462K +$179K +3,709 +63%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$460K +$79.8K +1,650 +21%
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$456K +$48 +1 +0%
FHA
56
Flagship Harbor Advisors
Massachusetts
$449K – – –
Citigroup
57
Citigroup
New York
$417K -$1.3M -26,824 -76%
KFP
58
KMG Fiduciary Partners
Ohio
$409K +$15.5K +320 +4%
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$408K +$409K +8,451 New
NFG
60
Next Financial Group
Texas
$398K -$12K -249 -3%
SPIA
61
Steward Partners Investment Advisory
New York
$375K +$116K +2,401 +45%
MFW
62
Meristem Family Wealth
Minnesota
$373K – – –
CCFM
63
Clear Creek Financial Management
Washington
$371K -$3.72K -77 -1%
MAM
64
Meeder Asset Management
Ohio
$359K -$37.2K -769 -9%
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$354K +$2.13K +44 +0.6%
KWM
66
Kingsview Wealth Management
Oregon
$340K +$3.29K +68 +1%
LCM
67
LVM Capital Management
Michigan
$312K -$25.4K -525 -8%
CWA
68
Choice Wealth Advisors
Maine
$297K -$25.2K -521 -8%
TVAMP
69
Tennessee Valley Asset Management Partners
Tennessee
$275K -$456K -9,430 -62%
EFS
70
Essex Financial Services
Connecticut
$273K – – –
HI
71
Harbour Investments
Wisconsin
$260K +$193 +4 +0.1%
CBN
72
Cadence Bank NA
Texas
$240K -$17.4K -359 -7%
GSEP
73
Golden State Equity Partners
California
$220K -$3.72K -77 -2%
CFA
74
Carroll Financial Associates
North Carolina
$216K +$2.32K +48 +1%
FFG
75
Frisch Financial Group
New York
$211K +$677 +14 +0.3%
1 2
3
4 5

EES Hedge Fund Activity: Q3 2021 in Review

111 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2021, worth a combined $295M — down 1.8% from $300M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of EES and 7 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 38 added.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $5.56M. The largest seller was Wells Fargo, cutting an estimated $3.61M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2021, down from 114 in Q2 2021.
  • Funds reported $295M of WisdomTree US SmallCap Earnings Fund stock for Q3 2021, down 1.8% quarter-over-quarter.
  • 7 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2021 was Cetera Advisors, an estimated $5.56M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2021 was Wells Fargo, an estimated $3.61M sold.

Based on aggregated 13F filings for Q3 2021.