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WisdomTree US SmallCap Earnings Fund
EES

97 hedge funds and large institutions have $189M invested in WisdomTree US SmallCap Earnings Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 58 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.89% less ownership

Funds ownership: 50.73% → 49.84% (-0.89%)

6% less capital invested

Capital invested by funds: $202M → $189M (-$13.1M)

9% less funds holding

Funds holding: 107 → 97 (-10)

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

72% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 58

Holders
97
Holders Change
-10
Holders Change %
-9.35%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
58
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FA
Forefront Analytics
Pennsylvania
+$3.81M
2
AAS
Avantax Advisory Services
Texas
+$1.61M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$793K
4
FTUS
Flow Traders U.S.
New York
+$266K
5
Citigroup
Citigroup
New York
+$191K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$3.98M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$3.16M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.64M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$2.38M
5
SC
Savant Capital
Illinois
-$1.66M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
51
CIBC Private Wealth Group
Georgia
$321K – – –
FHA
52
Flagship Harbor Advisors
Massachusetts
$279K -$58.7K -1,948 -17%
CIC
53
Cutler Investment Counsel
Oregon
$269K -$113K -3,760 -29%
FTUS
54
Flow Traders U.S.
New York
$263K +$266K +8,816 New
NFG
55
Next Financial Group
Texas
$258K -$41.5K -1,376 -14%
SWM
56
SVA Wealth Management
Wisconsin
$239K -$106K -3,503 -30%
KFP
57
KMG Fiduciary Partners
Ohio
$236K +$573 +19 +0.2%
FAAS
58
First Allied Advisory Services
California
$232K +$12.5K +416 +6%
LCM
59
LVM Capital Management
Michigan
$231K – – –
MFW
60
Meristem Family Wealth
Minnesota
$231K – – –
CBN
61
Cadence Bank NA
Texas
$207K -$14.7K -486 -7%
SPIA
62
Steward Partners Investment Advisory
New York
$158K +$1.57K +52 +1%
TFS
63
TrustCore Financial Services
Tennessee
$143K – – –
ADL
64
Asset Dedication LLC
California
$142K – – –
AAP
65
Arax Advisory Partners
Colorado
$118K – – –
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$111K -$2.35K -78 -2%
APA
67
American Portfolios Advisors
New York
$78.4K +$49K +1,625 +163%
JWA
68
JFS Wealth Advisors
Pennsylvania
$74K – – –
VFA
69
Valeo Financial Advisors
Indiana
$64K – – –
OSAM
70
O'Shaughnessy Asset Management
Connecticut
$63K -$8.84K -293 -12%
IA
71
IFP Advisors
Florida
$61K +$9.74K +323 +19%
GRP
72
Global Retirement Partners
California
$56K -$127K -4,200 -69%
LWANC
73
Laurel Wealth Advisors (North Carolina)
North Carolina
$56K -$18K -598 -24%
MAM
74
Meeder Asset Management
Ohio
$51K +$51.3K +1,700 New
GFPC
75
Global Financial Private Client
Florida
$45.4K – – –
1 2
3
4 5

EES Hedge Fund Activity: Q3 2020 in Review

97 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2020, worth a combined $189M — down 6.5% from $202M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of EES and 4 opened new positions — a net loss of 10 holders — while 58 trimmed existing stakes and 16 added.

The largest buyer was Forefront Analytics, adding an estimated $3.81M. The largest seller was UBS Group, cutting an estimated $3.98M.

  • 97 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2020, down from 107 in Q2 2020.
  • Funds reported $189M of WisdomTree US SmallCap Earnings Fund stock for Q3 2020, down 6.5% quarter-over-quarter.
  • 4 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2020 and 14 closed out, a net change of -10 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2020 was Forefront Analytics, an estimated $3.81M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2020 was UBS Group, an estimated $3.98M sold.

Based on aggregated 13F filings for Q3 2020.