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WisdomTree US SmallCap Earnings Fund
EES

77 hedge funds and large institutions have $276M invested in WisdomTree US SmallCap Earnings Fund in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

35% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 20

15% more funds holding

Funds holding: 67 → 77 (+10)

9% more capital invested

Capital invested by funds: $252M → $276M (+$23.9M)

1.34% more ownership

Funds ownership: 48.04% → 49.38% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
77
Holders Change
+10
Holders Change %
+14.93%
% of All Funds
1.75%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
17
Increased
27
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$3.29M
2
CIC
Cutler Investment Counsel
Oregon
+$2.57M
3
UBS Group
UBS Group
Switzerland
+$2.45M
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$2.35M
5
LW
Linscomb Wealth
Texas
+$2.31M

Top Sellers

Rank Fund Capital Flow
1
TA
TMD & Associates
Arizona
-$3.17M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.77M
3
LPL Financial
LPL Financial
California
-$1.16M
4
Jane Street
Jane Street
New York
-$990K
5
3AM
3D Asset Management
Connecticut
-$832K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$214K -$326K -9,155 -61%
IA
52
IFP Advisors
Florida
$212K +$76.5K +2,147 +58%
CAN
53
Cetera Advisor Networks
California
$208K +$206K +5,774 New
ADL
54
Asset Dedication LLC
California
$172K – – –
JWA
55
JFS Wealth Advisors
Pennsylvania
$98K – – –
KPCM
56
Kings Point Capital Management
New York
$74K +$39K +1,095 +114%
SBL
57
Sargent Bickham Lagudis
Colorado
$72K – – –
FANJ
58
Financial Architects (New Jersey)
New Jersey
$52K – – –
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$52K – – –
FAAS
60
First Allied Advisory Services
California
$41K +$40.1K +1,126 New
GI
61
Gradient Investments
Minnesota
$41K +$40.7K +1,143 New
PCA
62
Providence Capital Advisors
North Carolina
$33K +$32.1K +900 New
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$32K +$31.4K +882 New
PFGIA
64
Patriot Financial Group Insurance Agency
Massachusetts
$26K +$9.87K +277 +63%
AIP
65
Ameritas Investment Partners
Nebraska
$25K – – –
BAM
66
Barrett Asset Management
New York
$24K – – –
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$23K +$71 +2 +0.3%
FGC
68
Financial Gravity Companies
Texas
$12K +$11.9K +334 New
MPWT
69
MassMutual Private Wealth & Trust
Connecticut
$8.15K – – –
PGWM
70
Parisi Gray Wealth Management
New Jersey
$6K +$5.88K +165 New
MA
71
MUFG Americas
New York
$5K -$5.34K -150 -50%
BlackRock
72
BlackRock
New York
$2K – – –
LWA
73
Lowe Wealth Advisors
Maryland
$1K +$534 +15 New
MOS
74
MGO One Seven
Ohio
$1K +$962 +27 New
BHB
75
Bank Hapoalim BM
Israel
$464 -$49.5K -1,389 -10%
1 2
3
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EES Hedge Fund Activity: Q4 2017 in Review

77 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2017, worth a combined $276M — up 9.5% from $252M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EES positions and 6 closed out — a net gain of 11 holders — while 27 added to existing stakes and 20 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.29M. The largest seller was TMD & Associates, exiting entirely with an estimated $3.17M sold.

  • 77 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2017, up from 67 in Q3 2017.
  • Funds reported $276M of WisdomTree US SmallCap Earnings Fund stock for Q4 2017, up 9.5% quarter-over-quarter.
  • 17 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2017 and 6 closed out, a net change of +11 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2017 was Morgan Stanley, an estimated $3.29M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2017 was TMD & Associates, an estimated $3.17M sold.

Based on aggregated 13F filings for Q4 2017.