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WisdomTree US SmallCap Earnings Fund
EES

70 hedge funds and large institutions have $223M invested in WisdomTree US SmallCap Earnings Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

18% more capital invested

Capital invested by funds: $189M → $223M (+$34.5M)

11% more funds holding

Funds holding: 63 → 70 (+7)

4.84% more ownership

Funds ownership: 143.34% → 148.18% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
1.75%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
10
Increased
23
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$6.33M
2
TA
TMD & Associates
Arizona
+$2.82M
3
Morgan Stanley
Morgan Stanley
New York
+$1.89M
4
LPL Financial
LPL Financial
California
+$1.19M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.08M

Top Sellers

1
Jane Street
Jane Street
New York
-$3.51M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.96M
3
UBS Group
UBS Group
Switzerland
-$2.13M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.29M
5
Goldman Sachs
Goldman Sachs
New York
-$388K
Name Holding Trade Value Shares
Change 		Change in
Stake
FANJ
51
Financial Architects (New Jersey)
New Jersey
$47K – – –
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$47K – – –
SEI Investments
53
SEI Investments
Pennsylvania
$46K -$84.8K -2,832 -67%
Creative Planning
54
Creative Planning
Kansas
$40K +$3.95K +132 +12%
KPCM
55
Kings Point Capital Management
New York
$31K – – –
KTC
56
Kistler-Tiffany Companies
Pennsylvania
$25K +$90 +3 +0.4%
BAM
57
Barrett Asset Management
New York
$22K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$17K +$15.9K +531 New
GI
59
Gradient Investments
Minnesota
$11K – – –
BFEC
60
Benjamin F. Edwards & Company
Missouri
$10K +$8.98K +300 New
MPWT
61
MassMutual Private Wealth & Trust
Connecticut
$7.32K +$6.74K +225 New
Manulife (Manufacturers Life Insurance)
62
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K – – –
BIG
63
Bellwether Investment Group
Tennessee
$7K +$6.38K +213 New
PFGIA
64
Patriot Financial Group Insurance Agency
Massachusetts
$6K +$5.48K +183 New
DADC
65
D.A. Davidson & Co
Montana
$4K – – –
AIP
66
Ameritas Investment Partners
Nebraska
$3K +$3.41K +114 New
GWM
67
Geneos Wealth Management
Colorado
$2K – – –
BlackRock
68
BlackRock
New York
$1K – – –
Jane Street
69
Jane Street
New York
– -$3.51M -123,924 Closed
Susquehanna International Group
70
Susquehanna International Group
Pennsylvania
– -$2.96M -104,649 Closed
WIC
71
Woodmont Investment Counsel
Tennessee
– -$8K -300 Closed
PA
72
Parallel Advisors
California
– +$180 +6 New
1 2
3

EES Hedge Fund Activity: Q4 2016 in Review

70 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2016, worth a combined $223M — up 18% from $189M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EES positions and 3 closed out — a net gain of 7 holders — while 23 added to existing stakes and 19 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $6.33M. The largest seller was Jane Street, exiting entirely with an estimated $3.51M sold.

  • 70 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2016, up from 63 in Q3 2016.
  • Funds reported $223M of WisdomTree US SmallCap Earnings Fund stock for Q4 2016, up 18% quarter-over-quarter.
  • 10 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2016 and 3 closed out, a net change of +7 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2016 was Citadel Advisors, an estimated $6.33M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2016 was Jane Street, an estimated $3.51M sold.

Based on aggregated 13F filings for Q4 2016.