We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

70 hedge funds and large institutions have $180M invested in WisdomTree US SmallCap Earnings Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

19% more funds holding

Funds holding: 59 → 70 (+11)

8% more capital invested

Capital invested by funds: $167M → $180M (+$13.7M)

4.2% more ownership

Funds ownership: 124.04% → 128.24% (+4.2%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.87%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
16
Increased
19
Reduced
20
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$7M
2
Morgan Stanley
Morgan Stanley
New York
+$3.91M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.83M
4
GI
Gradient Investments
Minnesota
+$1.9M
5
Bank of America
Bank of America
North Carolina
+$1.74M

Top Sellers

Rank Fund Capital Flow
1
3AM
3D Asset Management
Connecticut
-$7.11M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.24M
4
SG Americas Securities
SG Americas Securities
New York
-$2.13M
5
VKH
Virtu KCG Holdings
New York
-$1.41M
Name Holding Trade Value Shares
Change 		Change in
Stake
NFG
51
Next Financial Group
Texas
$96K -$107K -4,014 -54%
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$58K +$2.07K +78 +4%
WRM
53
Westport Resources Management
Connecticut
$53K – – –
TRCT
54
Tower Research Capital (TRC)
New York
$41K +$39K +1,470 New
VNA
55
Valley National Advisers
Pennsylvania
$30K +$29.2K +1,101 New
KPCM
56
Kings Point Capital Management
New York
$26K – – –
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$25K – – –
RMAM
58
Raab & Moskowitz Asset Management
New Jersey
$24K +$23.4K +882 New
KTC
59
Kistler-Tiffany Companies
Pennsylvania
$20K +$9.55K +360 +94%
BAM
60
Barrett Asset Management
New York
$19K – – –
CFA
61
Carroll Financial Associates
North Carolina
$19K – – –
Barclays
62
Barclays
United Kingdom
$11K – – –
Deutsche Bank
63
Deutsche Bank
Germany
$11K – – –
CG
64
Colony Group
Massachusetts
$9K – – –
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$8K +$7.4K +279 New
NPC
66
National Planning Corporation
California
$7.69K +$7.72K +291 New
FANJ
67
Financial Architects (New Jersey)
New Jersey
$7K – – –
DADC
68
D.A. Davidson & Co
Montana
$4K +$3.98K +150 New
BRWA
69
B. Riley Wealth Advisors
Florida
$33 +$31.8K +1,200 New
SG Americas Securities
70
SG Americas Securities
New York
– -$2.13M -83,985 Closed
JMPWA
71
JP Morgan Private Wealth Advisors
California
– -$1.11M -43,650 Closed
FA
72
FDx Advisors
Illinois
– -$299K -11,784 Closed
Parallax Volatility Advisers
73
Parallax Volatility Advisers
California
– +$80 +3 New
1 2
3

EES Hedge Fund Activity: Q4 2014 in Review

70 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2014, worth a combined $180M — up 8.2% from $167M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new EES positions and 3 closed out — a net gain of 13 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $7M. The largest seller was 3D Asset Management, cutting an estimated $7.11M.

  • 70 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2014, up from 59 in Q3 2014.
  • Funds reported $180M of WisdomTree US SmallCap Earnings Fund stock for Q4 2014, up 8.2% quarter-over-quarter.
  • 16 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2014 and 3 closed out, a net change of +13 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2014 was Jane Street, an estimated $7M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2014 was 3D Asset Management, an estimated $7.11M sold.

Based on aggregated 13F filings for Q4 2014.