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WisdomTree US SmallCap Earnings Fund
EES

126 hedge funds and large institutions have $386M invested in WisdomTree US SmallCap Earnings Fund in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 34

17% more capital invested

Capital invested by funds: $331M → $386M (+$55M)

9% more funds holding

Funds holding: 116 → 126 (+10)

0.37% less ownership

Funds ownership: 61.16% → 60.79% (-0.37%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
126
Holders Change
+10
Holders Change %
+8.62%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
42
Reduced
34
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$20M
2
GI
Gradient Investments
Minnesota
+$12.6M
3
SWP
Stratos Wealth Partners
Ohio
+$8.56M
4
Bank of America
Bank of America
North Carolina
+$2.22M
5
MML Investors Services
MML Investors Services
Massachusetts
+$2.17M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$6.63M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.76M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.7M
4
Morgan Stanley
Morgan Stanley
New York
-$3.85M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.27M
Name Holding Trade Value Shares
Change 		Change in
Stake
CANC
26
Culbertson A N & Co
Virginia
$2.81M -$13K -300 -0.5%
GRP
27
Global Retirement Partners
California
$2.49M +$1M +23,150 +66%
IA
28
IFP Advisors
Florida
$2.42M -$9.81K -227 -0.4%
JMPWA
29
JP Morgan Private Wealth Advisors
California
$2.02M +$164K +3,792 +9%
Osaic Holdings
30
Osaic Holdings
Arizona
$1.99M +$67.1K +1,553 +3%
Stifel Financial
31
Stifel Financial
Missouri
$1.93M +$80.6K +1,865 +4%
FA
32
Forefront Analytics
Pennsylvania
$1.88M -$523K -12,098 -22%
HG
33
Herbst Group
Connecticut
$1.84M -$8.64K -200 -0.5%
OPW
34
Oxler Private Wealth
New York
$1.81M -$10.5K -244 -0.6%
AAS
35
Avantax Advisory Services
Texas
$1.67M +$235K +5,434 +16%
HighTower Advisors
36
HighTower Advisors
Illinois
$1.47M -$66.5K -1,538 -4%
NPI
37
New Perspectives Inc
Mississippi
$1.41M +$1.43M +33,101 New
Bank of Nova Scotia
38
Bank of Nova Scotia
Ontario, Canada
$1.18M -$216K -5,000 -15%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$1.13M +$88.1K +2,038 +8%
PAG
40
Private Advisor Group
New Jersey
$1.06M +$226K +5,233 +12%
PFS
41
Prospera Financial Services
Texas
$988K +$23.7K +548 +2%
Creative Planning
42
Creative Planning
Kansas
$968K +$43 +1 +0%
Mercer Global Advisors
43
Mercer Global Advisors
Colorado
$948K +$962K +22,248 New
IF
44
Intrua Financial
Texas
$915K -$26.3K -609 -3%
TWD
45
True Wealth Design
Ohio
$892K +$905K +20,937 New
HWM
46
Howard Wealth Management
Connecticut
$874K – – –
BPA
47
Beacon Pointe Advisors
California
$861K +$874K +20,222 New
MIC
48
Means Investment Company
Maine
$832K +$6.18K +143 +0.7%
EP
49
Essential Planning
New Hampshire
$808K +$259 +6 +0%
MWP
50
Moller Wealth Partners
$789K – – –
1
2
3 4 5

EES Hedge Fund Activity: Q4 2022 in Review

126 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2022, worth a combined $386M — up 17% from $331M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new EES positions and 7 closed out — a net gain of 12 holders — while 42 added to existing stakes and 34 trimmed.

The largest buyer was LPL Financial, adding an estimated $20M. The largest seller was UBS Group, cutting an estimated $6.63M.

  • 126 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2022, up from 116 in Q3 2022.
  • Funds reported $386M of WisdomTree US SmallCap Earnings Fund stock for Q4 2022, up 17% quarter-over-quarter.
  • 19 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2022 and 7 closed out, a net change of +12 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2022 was LPL Financial, an estimated $20M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2022 was UBS Group, an estimated $6.63M sold.

Based on aggregated 13F filings for Q4 2022.