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WisdomTree US SmallCap Earnings Fund
EES

116 hedge funds and large institutions have $331M invested in WisdomTree US SmallCap Earnings Fund in 2022 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 34 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

14% more capital invested

Capital invested by funds: $291M → $331M (+$39.5M)

8.07% more ownership

Funds ownership: 53.09% → 61.16% (+8.1%)

1% less funds holding

Funds holding: 117 → 116 (-1)

8% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 37

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

Holders
116
Holders Change
-1
Holders Change %
-0.85%
% of All Funds
2%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
11
Increased
34
Reduced
37
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$22M
2
KAS
Kestra Advisory Services
Texas
+$19.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$7.09M
4
Ameriprise
Ameriprise
Minnesota
+$5.09M
5
Citadel Advisors
Citadel Advisors
Florida
+$4.3M

Top Sellers

Rank Fund Capital Flow
1
ZIG
Zurich Insurance Group
Switzerland
-$3.47M
2
UBS Group
UBS Group
Switzerland
-$2.34M
3
Wells Fargo
Wells Fargo
California
-$2.32M
4
Bank of America
Bank of America
North Carolina
-$1.3M
5
BPA
Beacon Pointe Advisors
California
-$836K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
26
IFP Advisors
Florida
$2.42M +$69.5K +1,597 +3%
FA
27
Forefront Analytics
Pennsylvania
$2.2M -$21.4K -492 -0.9%
PA
28
PSI Advisors
Florida
$2.19M -$449K -10,302 -16%
TRCT
29
Tower Research Capital (TRC)
New York
$2.05M +$1.68M +38,509 +277%
Osaic Holdings
30
Osaic Holdings
Arizona
$1.77M +$44.2K +1,016 +2%
JMPWA
31
JP Morgan Private Wealth Advisors
California
$1.71M -$261K -6,003 -12%
PAG
32
Private Advisor Group
New Jersey
$1.71M +$983K +22,581 +107%
Stifel Financial
33
Stifel Financial
Missouri
$1.7M +$143K +3,276 +8%
HG
34
Herbst Group
Connecticut
$1.7M – – –
OPW
35
Oxler Private Wealth
New York
$1.67M -$24.8K -569 -1%
GRP
36
Global Retirement Partners
California
$1.56M +$256K +5,880 +20%
HighTower Advisors
37
HighTower Advisors
Illinois
$1.41M -$19.2K -441 -1%
AAS
38
Avantax Advisory Services
Texas
$1.32M +$351K +8,066 +31%
ZIG
39
Zurich Insurance Group
Switzerland
$1.3M -$3.47M -79,629 -71%
Bank of Nova Scotia
40
Bank of Nova Scotia
Ontario, Canada
$1.28M -$441K -10,140 -24%
FTUS
41
Flow Traders U.S.
New York
$1.26M +$1.4M +32,097 New
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$956K -$43K -988 -4%
Creative Planning
43
Creative Planning
Kansas
$890K – – –
PFS
44
Prospera Financial Services
Texas
$887K +$264K +6,067 +37%
AW
45
ACG Wealth
Georgia
$875K +$348 +8 +0%
IF
46
Intrua Financial
Texas
$821K -$29.5K -677 -3%
EP
47
Essential Planning
New Hampshire
$813K +$904K +20,757 New
HWM
48
Howard Wealth Management
Connecticut
$803K -$52.7K -1,210 -6%
MIC
49
Means Investment Company
Maine
$760K +$2.31K +53 +0.3%
DC
50
Davenport & Co
Virginia
$739K -$2.7K -62 -0.3%
1
2
3 4 5

EES Hedge Fund Activity: Q3 2022 in Review

116 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2022, worth a combined $331M — up 14% from $291M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of EES and 11 opened new positions — a net loss of 1 holder — while 37 trimmed existing stakes and 34 added.

The largest buyer was LPL Financial, adding an estimated $22M. The largest seller was Zurich Insurance Group, cutting an estimated $3.47M.

  • 116 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2022, down from 117 in Q2 2022.
  • Funds reported $331M of WisdomTree US SmallCap Earnings Fund stock for Q3 2022, up 14% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2022 and 12 closed out, a net change of -1 holder.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2022 was LPL Financial, an estimated $22M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2022 was Zurich Insurance Group, an estimated $3.47M sold.

Based on aggregated 13F filings for Q3 2022.