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WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $323M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more capital invested

Capital invested by funds: $223M → $323M (+$100M)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

5.09% more ownership

Funds ownership: 50.01% → 55.09% (+5.1%)

1% less funds holding

Funds holding: 112 → 111 (-1)

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

Holders
111
Holders Change
-1
Holders Change %
-0.89%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
33
Reduced
35
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$15.5M
2
UBS Group
UBS Group
Switzerland
+$11.5M
3
SW
Signify Wealth
Missouri
+$8.24M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.85M
5
Morgan Stanley
Morgan Stanley
New York
+$2.99M

Top Sellers

Rank Fund Capital Flow
1
BFG
Berger Financial Group
Minnesota
-$2.91M
2
3LCM
3D/L Capital Management
Connecticut
-$2.58M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.55M
4
SC
Savant Capital
Illinois
-$2.27M
5
Citadel Advisors
Citadel Advisors
Florida
-$2.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$2.02M +$1.67M +37,580 +727%
Stifel Financial
27
Stifel Financial
Missouri
$1.99M +$1.87M +41,891 New
AWA
28
Arkadios Wealth Advisors
Georgia
$1.9M +$205K +4,600 +13%
Citigroup
29
Citigroup
New York
$1.79M +$415K +9,303 +33%
Creative Planning
30
Creative Planning
Kansas
$1.7M +$62.4K +1,400 +4%
HighTower Advisors
31
HighTower Advisors
Illinois
$1.69M +$1.58M +35,521 New
JMPWA
32
JP Morgan Private Wealth Advisors
California
$1.47M -$796K -17,871 -36%
EE
33
EWG Elevate
California
$1.42M +$1.33M +29,858 New
WIA
34
Wealthstreet Investment Advisors
Texas
$1.29M +$21.5K +482 +2%
OPW
35
Oxler Private Wealth
New York
$1.17M +$245K +5,500 +29%
Legacy Financial Group (Iowa)
36
Legacy Financial Group (Iowa)
Iowa
$1.1M -$1.32M -29,522 -56%
IF
37
Intrua Financial
Texas
$1.1M +$240K +5,387 +31%
HWM
38
Howard Wealth Management
Connecticut
$1.04M -$52.1K -1,170 -5%
MIAN
39
Mariner Independent Advisor Network
Kansas
$923K -$32.3K -725 -4%
MIC
40
Means Investment Company
Maine
$919K +$47K +1,055 +6%
MWP
41
Moller Wealth Partners
$880K – – –
DC
42
Davenport & Co
Virginia
$781K -$31.7K -711 -4%
AAS
43
Avantax Advisory Services
Texas
$775K -$30.8K -691 -4%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$745K -$20.1K -451 -3%
Goldman Sachs
45
Goldman Sachs
New York
$712K +$670K +15,029 New
SAM
46
S.A. Mason
Michigan
$700K -$2.67K -60 -0.4%
CCA
47
Clearwater Capital Advisors
Illinois
$685K -$257K -5,765 -29%
HIS
48
Harvest Investment Services
Illinois
$626K -$24.3K -545 -4%
SWP
49
Stratos Wealth Partners
Ohio
$619K +$43.8K +983 +8%
PAG
50
Private Advisor Group
New Jersey
$617K -$19.6K -439 -3%
1
2
3 4 5

EES Hedge Fund Activity: Q1 2021 in Review

111 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2021, worth a combined $323M — up 45% from $223M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new EES positions and 18 closed out — a net gain of 2 holders — while 33 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Berger Financial Group, cutting an estimated $2.91M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2021, down from 112 in Q4 2020.
  • Funds reported $323M of WisdomTree US SmallCap Earnings Fund stock for Q1 2021, up 45% quarter-over-quarter.
  • 20 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2021 and 18 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2021 was Berger Financial Group, an estimated $2.91M sold.

Based on aggregated 13F filings for Q1 2021.