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WisdomTree US SmallCap Earnings Fund
EES

70 hedge funds and large institutions have $223M invested in WisdomTree US SmallCap Earnings Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

18% more capital invested

Capital invested by funds: $189M → $223M (+$34.5M)

11% more funds holding

Funds holding: 63 → 70 (+7)

4.84% more ownership

Funds ownership: 143.34% → 148.18% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
1.75%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
10
Increased
23
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$6.33M
2
TA
TMD & Associates
Arizona
+$2.82M
3
Morgan Stanley
Morgan Stanley
New York
+$1.89M
4
LPL Financial
LPL Financial
California
+$1.19M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.08M

Top Sellers

1
Jane Street
Jane Street
New York
-$3.51M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.96M
3
UBS Group
UBS Group
Switzerland
-$2.13M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.29M
5
Goldman Sachs
Goldman Sachs
New York
-$388K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
26
Clearwater Capital Advisors
Illinois
$1.1M +$9.16K +306 +0.9%
RJA
27
Raymond James & Associates
Florida
$959K -$301K -10,056 -25%
FIM
28
Freedom Investment Management
Connecticut
$902K -$3.23K -108 -0.4%
IA
29
IFP Advisors
Florida
$880K +$29.4K +981 +4%
AG
30
Advisor Group
Arizona
$879K +$36.7K +1,224 +5%
PS
31
Portfolio Solutions
Michigan
$774K -$24K -801 -3%
MFS
32
MSI Financial Services
Massachusetts
$729K -$13.8K -462 -2%
LIA
33
LBMC Investment Advisors
Tennessee
$726K -$272K -9,087 -29%
Citigroup
34
Citigroup
New York
$721K -$108K -3,600 -14%
MWP
35
Moller Wealth Partners
$609K – – –
UCFA
36
United Capital Financial Advisors
Texas
$579K -$2.88K -96 -0.2%
PAG
37
Private Advisor Group
New Jersey
$502K +$4.94K +165 +1%
BHB
38
Bank Hapoalim BM
Israel
$500K – – –
CWM
39
Concert Wealth Management
California
$492K +$125K +4,161 +38%
FA
40
FDx Advisors
Illinois
$461K +$424K +14,169 New
Ameriprise
41
Ameriprise
Minnesota
$371K +$1.08K +36 +0.3%
PWAP
42
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$337K +$90 +3 +0%
LCM
43
LVM Capital Management
Michigan
$306K -$11.1K -372 -4%
CAS
44
Cue Advisory Services
Arizona
$224K +$206K +6,870 New
ADL
45
Asset Dedication LLC
California
$155K – – –
NFG
46
Next Financial Group
Texas
$113K – – –
AWMS
47
Advocacy Wealth Management Services
Georgia
$100K – – –
CPIG
48
Chicago Partners Investment Group
Illinois
$91K – – –
JWA
49
JFS Wealth Advisors
Pennsylvania
$88K – – –
SBL
50
Sargent Bickham Lagudis
Colorado
$75K – – –
1
2
3

EES Hedge Fund Activity: Q4 2016 in Review

70 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2016, worth a combined $223M — up 18% from $189M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EES positions and 3 closed out — a net gain of 7 holders — while 23 added to existing stakes and 19 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $6.33M. The largest seller was Jane Street, exiting entirely with an estimated $3.51M sold.

  • 70 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2016, up from 63 in Q3 2016.
  • Funds reported $223M of WisdomTree US SmallCap Earnings Fund stock for Q4 2016, up 18% quarter-over-quarter.
  • 10 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2016 and 3 closed out, a net change of +7 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2016 was Citadel Advisors, an estimated $6.33M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2016 was Jane Street, an estimated $3.51M sold.

Based on aggregated 13F filings for Q4 2016.