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WisdomTree US SmallCap Earnings Fund
EES

63 hedge funds and large institutions have $189M invested in WisdomTree US SmallCap Earnings Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

9% more capital invested

Capital invested by funds: $173M → $189M (+$15.3M)

3.26% more ownership

Funds ownership: 140.08% → 143.34% (+3.3%)

0% more funds holding

Funds holding: 63 → 63 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 21

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
20
Reduced
21
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWM
SVA Wealth Management
Wisconsin
+$3.96M
2
UBS Group
UBS Group
Switzerland
+$1.81M
3
CIC
Cutler Investment Counsel
Oregon
+$1.17M
4
Jane Street
Jane Street
New York
+$1.14M
5
Morgan Stanley
Morgan Stanley
New York
+$1.07M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$4.16M
2
Bank of America
Bank of America
North Carolina
-$2.98M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.23M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.16M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$783K
Name Holding Trade Value Shares
Change 		Change in
Stake
AssetMark Inc
26
AssetMark Inc
California
$987K +$965K +34,848 New
CCA
27
Clearwater Capital Advisors
Illinois
$941K +$57.2K +2,064 +7%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$934K -$188K -6,801 -17%
LIA
29
LBMC Investment Advisors
Tennessee
$889K – – –
FIM
30
Freedom Investment Management
Connecticut
$788K +$6.32K +228 +0.8%
IA
31
IFP Advisors
Florida
$738K -$17.1K -618 -2%
Citigroup
32
Citigroup
New York
$730K -$8.31K -300 -1%
AG
33
Advisor Group
Arizona
$730K +$748 +27 +0.1%
PS
34
Portfolio Solutions
Michigan
$696K -$19.9K -717 -3%
MFS
35
MSI Financial Services
Massachusetts
$646K -$41.1K -1,482 -6%
MWP
36
Moller Wealth Partners
$529K – – –
BHB
37
Bank Hapoalim BM
Israel
$435K -$48.2K -1,740 -10%
PAG
38
Private Advisor Group
New Jersey
$428K – – –
Ameriprise
39
Ameriprise
Minnesota
$322K +$40.4K +1,458 +15%
CWM
40
Concert Wealth Management
California
$304K -$105K -3,774 -26%
PWAP
41
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$293K -$4.16K -150 -1%
LCM
42
LVM Capital Management
Michigan
$269K -$26.7K -963 -9%
Citadel Advisors
43
Citadel Advisors
Florida
$219K +$214K +7,725 New
ADL
44
Asset Dedication LLC
California
$135K – – –
SEI Investments
45
SEI Investments
Pennsylvania
$120K +$118K +4,254 New
NFG
46
Next Financial Group
Texas
$98K +$95.9K +3,462 New
AWMS
47
Advocacy Wealth Management Services
Georgia
$87K – – –
CPIG
48
Chicago Partners Investment Group
Illinois
$80K – – –
JWA
49
JFS Wealth Advisors
Pennsylvania
$76K – – –
FANJ
50
Financial Architects (New Jersey)
New Jersey
$41K – – –
1
2
3

EES Hedge Fund Activity: Q3 2016 in Review

63 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2016, worth a combined $189M — up 8.8% from $173M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new EES positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 21 trimmed.

The largest buyer was SVA Wealth Management, adding an estimated $3.96M. The largest seller was Goldman Sachs, cutting an estimated $4.16M.

  • 63 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $189M of WisdomTree US SmallCap Earnings Fund stock for Q3 2016, up 8.8% quarter-over-quarter.
  • 5 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2016 and 3 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2016 was SVA Wealth Management, an estimated $3.96M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2016 was Goldman Sachs, an estimated $4.16M sold.

Based on aggregated 13F filings for Q3 2016.