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WisdomTree US SmallCap Earnings Fund
EES

41 hedge funds and large institutions have $121M invested in WisdomTree US SmallCap Earnings Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

17% more capital invested

Capital invested by funds: $103M → $121M (+$18M)

11% more funds holding

Funds holding: 37 → 41 (+4)

25.92% less ownership

Funds ownership: 156.4% → 130.48% (-26%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
19
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.47M
2
Wells Fargo
Wells Fargo
California
+$1.95M
3
LPL Financial
LPL Financial
California
+$1.67M
4
GI
Gradient Investments
Minnesota
+$1.22M
5
PI
Placemark Investments
Illinois
+$880K

Top Sellers

1
CEMP
Compass Efficient Model Portfolios
Tennessee
-$2.89M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.17M
3
3AM
3D Asset Management
Connecticut
-$622K
4
U
UBS
Switzerland
-$337K
5
Jane Street
Jane Street
New York
-$290K
Name Holding Trade Value Shares
Change 		Change in
Stake
FIM
26
Freedom Investment Management
Connecticut
$474K +$17.1K +714 +4%
Goldman Sachs
27
Goldman Sachs
New York
$438K +$425K +17,766 New
CWM
28
Concert Wealth Management
California
$429K +$30.6K +1,278 +8%
JP Morgan Chase
29
JP Morgan Chase
New York
$338K -$65.8K -2,751 -17%
UCFA
30
United Capital Financial Advisors
Texas
$336K +$326K +13,626 New
BFS
31
Bradley Foster & Sargent
Connecticut
$330K +$320K +13,395 New
MFS
32
MSI Financial Services
Massachusetts
$303K -$1.22K -51 -0.4%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$287K +$278K +11,622 New
BBA
34
BLB&B Advisors
Pennsylvania
$278K -$26.5K -1,110 -9%
FAAS
35
First Allied Advisory Services
California
$238K +$229K +9,585 New
NES
36
New England Securities
New York
$150K +$22.7K +951 +18%
Creative Planning
37
Creative Planning
Kansas
$119K +$39.2K +1,638 +51%
CEMP
38
Compass Efficient Model Portfolios
Tennessee
$48K -$2.89M -120,900 -98%
WRM
39
Westport Resources Management
Connecticut
$47K – – –
Deutsche Bank
40
Deutsche Bank
Germany
$44K +$21.5K +900 +100%
CFA
41
Carroll Financial Associates
North Carolina
$17K – – –
Jane Street
42
Jane Street
New York
– -$290K -13,008 Closed
BWM
43
Baystate Wealth Management
Massachusetts
– -$52K -2,328 Closed
1
2

EES Hedge Fund Activity: Q3 2013 in Review

41 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2013, worth a combined $121M — up 17% from $103M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EES positions and 2 closed out — a net gain of 4 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.47M. The largest seller was Compass Efficient Model Portfolios, cutting an estimated $2.89M.

  • 41 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $121M of WisdomTree US SmallCap Earnings Fund stock for Q3 2013, up 17% quarter-over-quarter.
  • 6 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2013 and 2 closed out, a net change of +4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2013 was Morgan Stanley, an estimated $4.47M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2013 was Compass Efficient Model Portfolios, an estimated $2.89M sold.

Based on aggregated 13F filings for Q3 2013.