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State Street SPDR Bloomberg Convertible Securities ETF

173 hedge funds and large institutions have $1.78B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 60 increasing their positions, 58 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 21

6% more funds holding

Funds holding: 163173 (+10)

6% more capital invested

Capital invested by funds: $1.69B → $1.78B (+$94.5M)

3.1% more ownership

Funds ownership: 56.15%59.25% (+3.1%)

3% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 58

27% less funds holding in top 10

Funds holding in top 10: 118 (-3)

46% less call options, than puts

Call options by funds: $28.9M | Put options by funds: $53.5M

Holders
173
Holders Change
+10
Holders Change %
+6.13%
% of All Funds
4.61%
Holding in Top 10
8
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-27.27%
% of All Funds
0.21%
New
34
Increased
60
Reduced
58
Closed
21
Calls
$28.9M
Puts
$53.5M
Net Calls
-$24.6M
Net Calls Change
-$18.7M
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
101
National Planning Corporation
California
$851K -$237K -4,835 -21%
Cambridge Investment Research Advisors
102
Cambridge Investment Research Advisors
Iowa
$846K -$562K -11,477 -39%
ANBT
103
American National Bank & Trust
Texas
$813K
PFS
104
Prospera Financial Services
Texas
$811K -$1.91M -38,943 -69%
SCG
105
Sonata Capital Group
Washington
$783K +$817K +16,695 New
ICAS
106
Investors Capital Advisory Services
Massachusetts
$774K +$78K +1,593 +11%
MIS
107
Morningstar Investment Services
Illinois
$766K +$81.9K +1,672 +11%
NES
108
New England Securities
New York
$757K -$61.1K -1,249 -7%
NL
109
NWAM LLC
Washington
$747K +$39.6K +809 +5%
SWP
110
Stratos Wealth Partners
Ohio
$741K -$1.29M -26,421 -63%
CCM
111
Covington Capital Management
California
$682K +$262K +5,355 +58%
VAM
112
Visionary Asset Management
Texas
$673K -$93K -1,900 -12%
US Bancorp
113
US Bancorp
Minnesota
$658K
BJ
114
Brouwer & Janachowski
California
$645K -$73.7K -1,506 -10%
BAAM
115
Baker Avenue Asset Management
California
$642K -$9.67M -197,515 -94%
LS
116
Lattice Strategies
Pennsylvania
$632K -$44.3K -904 -6%
ACM
117
Aviance Capital Management
Florida
$628K +$655K +13,384 New
OAM
118
Occidental Asset Management
California
$584K
WS
119
Wedbush Securities
California
$579K -$84.2K -1,720 -12%
KA
120
Kovack Advisors
Florida
$574K +$599K +12,233 New
IH
121
IFC Holdings
Florida
$566K +$6.22K +127 +1%
EAMA
122
EFG Asset Management (Americas)
Florida
$557K +$424K +8,656 +285%
AC
123
Alexandria Capital
Virginia
$523K -$362K -7,399 -40%
SB
124
Suntrust Banks
Georgia
$517K -$225K -4,605 -29%
DWA
125
Dorsey Wright & Associates
California
$515K +$539K +11,005 New

CWB Hedge Fund Activity: Q4 2014 in Review

173 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q4 2014, worth a combined $1.78B — up 5.6% from $1.69B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new CWB positions and 21 closed out — a net gain of 13 holders — while 60 added to existing stakes and 58 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $283M. The largest seller was Schroder Investment Management Group, exiting entirely with an estimated $65.3M sold.

  • 173 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q4 2014, up from 163 in Q3 2014.
  • Funds reported $1.78B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q4 2014, up 5.6% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q4 2014 and 21 closed out, a net change of +13 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q4 2014 was Fidelity Investments, an estimated $283M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q4 2014 was Schroder Investment Management Group, an estimated $65.3M sold.

Based on aggregated 13F filings for Q4 2014.