National Planning Corporation’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

National Planning Corporation’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-32,870	Closed	-$1.68M	–	152
2017 Q3	$1.68M	Sell	32,870 -35,406	-52%	-$1.79M	0.14%	160
2017 Q2	$3.38M	Buy	68,276 +51,928	+318%	+$2.54M	0.26%	91
2017 Q1	$784K	Buy	16,348 +1,130	+7%	+$53.4K	0.06%	281
2016 Q4	$720K	Sell	15,218 -45,354	-75%	-$2.07M	0.06%	289
2016 Q3	$2.72M	Buy	60,572 +44,900	+286%	+$2.05M	0.22%	101
2016 Q2	$707K	Sell	15,672 -2,604	-14%	-$113K	0.05%	308
2016 Q1	$782K	Sell	18,276 -2,293	-11%	-$94.9K	0.07%	274
2015 Q4	$824K	Buy	20,569 +8,097	+65%	+$371K	0.07%	283
2015 Q3	$584K	Sell	12,472 -1,031	-8%	-$47.8K	0.05%	316
2015 Q2	$637K	Sell	13,503 -2,112	-14%	-$102K	0.06%	296
2015 Q1	$750K	Sell	15,615 -2,640	-14%	-$125K	0.07%	258
2014 Q4	$851K	Sell	18,255 -4,835	-21%	-$237K	0.06%	279
2014 Q3	$1.14M	Buy	23,090 +5,343	+30%	+$269K	0.09%	230
2014 Q2	$896K	Buy	17,747 +3,939	+29%	+$193K	0.07%	274
2014 Q1	$670K	Sell	13,808 -2,262	-14%	-$109K	0.06%	309
2013 Q4	$751K	Buy	16,070 +5,941	+59%	+$274K	0.07%	279
2013 Q3	$458K	Sell	10,129 -1,495	-13%	-$66.4K	0.04%	369
2013 Q2	$496K	Buy	+11,624	New	+$500K	0.06%	283

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's CWB Position: Q4 2017 in Review

National Planning Corporation sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2017, closing a stake of 32,870 shares — an estimated $1.68M sold.

National Planning Corporation first reported a position in CWB in Q2 2013 and held it in 18 quarters. The position peaked at $3.38M in Q2 2017. 325 funds tracked by Wall St. Rank hold CWB as of Q4 2017.

National Planning Corporation reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 32,870 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2017, an estimated $1.68M.
National Planning Corporation first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and held it in 18 quarters.
National Planning Corporation's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $3.38M in Q2 2017.
325 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.