Aviance Capital Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Aviance Capital Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-21,096	Closed	-$978K	–	216
2016 Q3	$978K	Sell	21,096 -33,260	-61%	-$1.52M	0.03%	213
2016 Q2	$2.38M	Buy	54,356 +14,835	+38%	+$644K	0.07%	134
2016 Q1	$1.71M	Buy	39,521 +2,896	+8%	+$120K	0.06%	144
2015 Q4	$1.58M	Buy	36,625 +767	+2%	+$35.1K	0.05%	141
2015 Q3	$1.6M	Buy	+35,858	New	+$1.66M	0.06%	132
2015 Q2	–	Sell	-19,434	Closed	-$928K	–	74
2015 Q1	$928K	Buy	19,434 +6,050	+45%	+$286K	0.03%	149
2014 Q4	$628K	Buy	+13,384	New	+$655K	0.02%	207
2014 Q1	–	Sell	-660	Closed	-$31K	–	301
2013 Q4	$31K	Sell	660 -427	-39%	-$19.7K	0.02%	252
2013 Q3	$49K	Buy	+1,087	New	+$48.3K	0.03%	211

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Aviance Capital Management's CWB Position: Q4 2016 in Review

Aviance Capital Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2016, closing a stake of 21,096 shares — an estimated $978K sold.

Aviance Capital Management first reported a position in CWB in Q3 2013 and held it in 9 quarters. The position peaked at $2.38M in Q2 2016. 233 funds tracked by Wall St. Rank hold CWB as of Q4 2016.

Aviance Capital Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2016 after selling out during the quarter.
Aviance Capital Management sold 21,096 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2016, an estimated $978K.
Aviance Capital Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013 and held it in 9 quarters.
Aviance Capital Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $2.38M in Q2 2016.
233 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2016.

Based on Aviance Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.