Aviance Capital Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-21,096	Closed	-$978K	–	216
2016 Q3	$978K	Sell	21,096 -33,260	-61%	-$1.52M	0.03%	213
2016 Q2	$2.38M	Buy	54,356 +14,835	+38%	+$644K	0.07%	134
2016 Q1	$1.71M	Buy	39,521 +2,896	+8%	+$120K	0.06%	144
2015 Q4	$1.58M	Buy	36,625 +767	+2%	+$35.1K	0.05%	141
2015 Q3	$1.6M	Buy	+35,858	New	+$1.66M	0.06%	132
2015 Q2	–	Sell	-19,434	Closed	-$928K	–	75
2015 Q1	$928K	Buy	19,434 +6,050	+45%	+$286K	0.03%	149
2014 Q4	$628K	Buy	+13,384	New	+$655K	0.02%	207
2014 Q1	–	Sell	-660	Closed	-$31K	–	301
2013 Q4	$31K	Sell	660 -427	-39%	-$19.7K	0.02%	252
2013 Q3	$49K	Buy	+1,087	New	+$48.3K	0.03%	211