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State Street SPDR Bloomberg Convertible Securities ETF

115 hedge funds and large institutions have $913M invested in State Street SPDR Bloomberg Convertible Securities ETF in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 53 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

112% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 25

44% more capital invested

Capital invested by funds: $635M → $913M (+$278M)

14% more funds holding in top 10

Funds holding in top 10: 78 (+1)

14% more funds holding

Funds holding: 101115 (+14)

4.01% more ownership

Funds ownership: 51%55.02% (+4%)

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
3.73%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
24
Increased
53
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VAM
51
Visionary Asset Management
Texas
$1.5M +$652K +14,663 +77%
Allianz Asset Management
52
Allianz Asset Management
Germany
$1.44M -$1.08M -24,400 -43%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$1.37M +$1.34M +30,228 New
AIG
54
American International Group
New York
$1.32M +$226K +5,088 +21%
Barclays
55
Barclays
United Kingdom
$1.29M +$398K +8,965 +45%
FANJ
56
Financial Architects (New Jersey)
New Jersey
$1.27M +$390K +8,784 +46%
Goldman Sachs
57
Goldman Sachs
New York
$1.27M +$1.25M +28,016 New
JIR
58
James Investment Research
Ohio
$1.22M
LS
59
Lattice Strategies
Pennsylvania
$1.1M -$503K -11,318 -32%
FWM
60
Focused Wealth Management
New York
$1.02M +$1.01M +22,661 New
CWM
61
Concert Wealth Management
California
$968K -$16.9K -381 -2%
WB
62
WesBanco Bank
West Virginia
$963K +$947K +21,300 New
TYCC
63
Texas Yale Capital Corp
Florida
$912K +$56.9K +1,280 +7%
BB
64
Bell Bank
North Dakota
$911K +$896K +20,165 New
GML
65
Gems Management Ltd
Bahamas
$898K +$883K +19,860 New
ANBT
66
American National Bank & Trust
Texas
$867K -$52.9K -1,190 -6%
MFS
67
MSI Financial Services
Massachusetts
$862K +$548K +12,327 +183%
Commonwealth Equity Services
68
Commonwealth Equity Services
Massachusetts
$842K +$47.7K +1,073 +6%
Ameriprise
69
Ameriprise
Minnesota
$806K +$173K +3,904 +28%
PFS
70
Prospera Financial Services
Texas
$790K +$307K +6,914 +66%
Nomura Holdings
71
Nomura Holdings
Japan
$783K +$767K +17,258 New
Cambridge Investment Research Advisors
72
Cambridge Investment Research Advisors
Iowa
$742K +$64.7K +1,457 +10%
AC
73
Alexandria Capital
Virginia
$725K -$145K -3,270 -17%
GIM
74
Goelzer Investment Management
Indiana
$713K -$658K -14,802 -48%
BRWA
75
B. Riley Wealth Advisors
Florida
$700K +$96.4K +2,169 +16%