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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

115 hedge funds and large institutions have $913M invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 53 increasing their positions, 25 reducing their positions, and 9 closing their positions.

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
3.73%
Holding in Top 10
8
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+14.29%
% of All Funds
0.26%
New
24
Increased
53
Reduced
25
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$192M
2
Bank of America
2
Bank of America
North Carolina
$73.8M
3
IG
3
ING Group
Netherlands
$22.7M
4
Schroder Investment Management Group
4
Schroder Investment Management Group
United Kingdom
$19.7M
5
PWAG
5
Polaris Wealth Advisory Group
California
$16.2M

Top Sellers

1
HIM
1
Hanlon Investment Management
New Jersey
$18.2M
2
CS
2
Credit Suisse
Switzerland
$6.09M
3
OAMG
3
Odey Asset Management Group
United Kingdom
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$4.33M
5
HNB
5
Huntington National Bank
Ohio
$6.5M
Name Market Value Shares Shares
Change 		Shares
Change %
VAM
51
Visionary Asset Management
Texas
$1.5M 33,681 +14,663 +77%
Allianz Asset Management
52
Allianz Asset Management
Germany
$1.44M 31,943 -24,400 -43%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$1.37M 30,228 +30,228 New
AIG
54
American International Group
New York
$1.32M 29,273 +5,088 +21%
Barclays
55
Barclays
United Kingdom
$1.29M 28,673 +8,965 +45%
FANJ
56
Financial Architects (New Jersey)
New Jersey
$1.27M 27,998 +8,784 +46%
Goldman Sachs
57
Goldman Sachs
New York
$1.27M 28,016 +28,016 New
JIR
58
James Investment Research
Ohio
– – – –
LS
59
Lattice Strategies
Pennsylvania
$1.11M 24,456 -11,318 -32%
FWM
60
Focused Wealth Management
New York
$1.02M 22,661 +22,661 New
CWM
61
Concert Wealth Management
California
$968K 21,382 -381 -2%
WB
62
WesBanco Bank
West Virginia
$963K 21,300 +21,300 New
TYCC
63
Texas Yale Capital Corp
Florida
$912K 20,180 +1,280 +7%
BB
64
Bell Bank
North Dakota
$911K 20,165 +20,165 New
GML
65
Gems Management Ltd
Bahamas
$898K 19,860 +19,860 New
ANBT
66
American National Bank & Trust
Texas
$867K 19,183 -1,190 -6%
MFS
67
MSI Financial Services
Massachusetts
$862K 19,081 +12,327 +183%
Commonwealth Equity Services
68
Commonwealth Equity Services
Massachusetts
$842K 18,638 +1,073 +6%
Ameriprise
69
Ameriprise
Minnesota
$806K 17,902 +3,904 +28%
PFS
70
Prospera Financial Services
Texas
$790K 17,415 +6,914 +66%
Nomura Holdings
71
Nomura Holdings
Japan
$783K 17,258 +17,258 New
Cambridge Investment Research Advisors
72
Cambridge Investment Research Advisors
Iowa
$742K 16,413 +1,457 +10%
AC
73
Alexandria Capital
Virginia
$725K 16,042 -3,270 -17%
GIM
74
Goelzer Investment Management
Indiana
$713K 15,764 -14,802 -48%
BRWA
75
B. Riley Wealth Advisors
Florida
$700K 15,482 +2,169 +16%
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