Concert Wealth Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Concert Wealth Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,125	Closed	-$352K	–	44
2017 Q2	$352K	Sell	7,125 -4,209	-37%	-$206K	0.34%	86
2017 Q1	$517K	Buy	11,334 +2,304	+26%	+$109K	0.12%	240
2016 Q4	$413K	Sell	9,030 -8,129	-47%	-$371K	0.09%	294
2016 Q3	$797K	Sell	17,159 -64	-0.4%	-$2.92K	0.1%	267
2016 Q2	$753K	Sell	17,223 -1,440	-8%	-$62.5K	0.1%	257
2016 Q1	$806K	Sell	18,663 -7,759	-29%	-$321K	0.11%	242
2015 Q4	$1.14M	Sell	26,422 -1,119	-4%	-$51.2K	0.15%	163
2015 Q3	$1.23M	Buy	27,541 +2,848	+12%	+$132K	0.17%	153
2015 Q2	$1.18M	Sell	24,693 -9,762	-28%	-$474K	0.15%	168
2015 Q1	$453K	Buy	34,455 +2,476	+8%	+$117K	0.13%	217
2014 Q4	$1.5M	Buy	31,979 +7,690	+32%	+$376K	0.23%	108
2014 Q3	$1.2M	Sell	24,289 -317	-1%	-$16K	0.16%	103
2014 Q2	$1.22M	Sell	24,606 -8,555	-26%	-$418K	0.15%	109
2014 Q1	$1.59M	Buy	33,161 +11,055	+50%	+$532K	0.2%	69
2013 Q4	$1.03M	Buy	22,106 +724	+3%	+$33.4K	0.13%	127
2013 Q3	$968K	Sell	21,382 -381	-2%	-$16.9K	0.14%	118
2013 Q2	$930K	Buy	+21,763	New	+$936K	0.14%	113

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Concert Wealth Management's CWB Position: Q3 2017 in Review

Concert Wealth Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2017, closing a stake of 7,125 shares — an estimated $352K sold.

Concert Wealth Management first reported a position in CWB in Q2 2013 and held it in 17 quarters. The position peaked at $1.59M in Q1 2014. 268 funds tracked by Wall St. Rank hold CWB as of Q3 2017.

Concert Wealth Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2017 after selling out during the quarter.
Concert Wealth Management sold 7,125 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2017, an estimated $352K.
Concert Wealth Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and held it in 17 quarters.
Concert Wealth Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $1.59M in Q1 2014.
268 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2017.

Based on Concert Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.