Nomura Holdings’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Nomura Holdings’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$537K	–	1225
2018 Q3	$537K	Buy	+10,000	New	+$536K	﹤0.01%	992
2017 Q3	–	Sell	-8,297	Closed	-$412K	–	1503
2017 Q2	$412K	Sell	8,297 -162	-2%	-$7.93K	﹤0.01%	1275
2017 Q1	$407K	Buy	8,459 +755	+10%	+$35.7K	﹤0.01%	978
2016 Q4	$352K	Sell	7,704 -388	-5%	-$17.7K	﹤0.01%	1311
2016 Q3	$374K	Buy	+8,092	New	+$369K	﹤0.01%	945
2016 Q2	–	Sell	-24,377	Closed	-$1.05M	–	1307
2016 Q1	$1.05M	Buy	24,377 +4,106	+20%	+$170K	﹤0.01%	691
2015 Q4	$877K	Buy	20,271 +2,874	+17%	+$132K	﹤0.01%	852
2015 Q3	$778K	Sell	17,397 -70,205	-80%	-$3.26M	﹤0.01%	826
2015 Q2	$4.17M	Sell	87,602 -5,633	-6%	-$273K	0.01%	509
2015 Q1	$4.46M	Buy	93,235 +24,513	+36%	+$1.16M	0.01%	405
2014 Q4	$3.22M	Buy	68,722 +44,500	+184%	+$2.18M	0.01%	805
2014 Q3	$1.2M	Buy	+24,222	New	+$1.22M	﹤0.01%	1364
2013 Q4	–	Sell	-17,258	Closed	-$783K	–	2051
2013 Q3	$783K	Buy	+17,258	New	+$767K	﹤0.01%	1173

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

MFM

MD Financial Management Ottawa, Ontario, Canada $4.15B AUM 11.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Nomura Holdings's CWB Position: Q4 2018 in Review

Nomura Holdings sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2018, closing a stake of 10,000 shares — an estimated $537K sold.

Nomura Holdings first reported a position in CWB in Q3 2013 and held it in 13 quarters. The position peaked at $4.46M in Q1 2015. 332 funds tracked by Wall St. Rank hold CWB as of Q4 2018.

Nomura Holdings reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2018 after selling out during the quarter.
Nomura Holdings sold 10,000 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2018, an estimated $537K.
Nomura Holdings first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013 and held it in 13 quarters.
Nomura Holdings's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $4.46M in Q1 2015.
332 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2018.

Based on Nomura Holdings's 13F filing for Q4 2018, filed 14 Feb 2019.