Nomura Holdings’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$537K	–	1232
2018 Q3	$537K	Buy	+10,000	New	+$536K	﹤0.01%	992
2017 Q3	–	Sell	-8,297	Closed	-$412K	–	1508
2017 Q2	$412K	Sell	8,297 -162	-2%	-$7.93K	﹤0.01%	1275
2017 Q1	$407K	Buy	8,459 +755	+10%	+$35.7K	﹤0.01%	978
2016 Q4	$352K	Sell	7,704 -388	-5%	-$17.7K	﹤0.01%	1311
2016 Q3	$374K	Buy	+8,092	New	+$369K	﹤0.01%	945
2016 Q2	–	Sell	-24,377	Closed	-$1.05M	–	1313
2016 Q1	$1.05M	Buy	24,377 +4,106	+20%	+$170K	0.02%	691
2015 Q4	$877K	Buy	20,271 +2,874	+17%	+$132K	0.01%	852
2015 Q3	$778K	Sell	17,397 -70,205	-80%	-$3.26M	0.01%	826
2015 Q2	$4.17M	Sell	87,602 -5,633	-6%	-$273K	0.03%	509
2015 Q1	$4.46M	Buy	93,235 +24,513	+36%	+$1.16M	0.05%	405
2014 Q4	$3.22M	Buy	68,722 +44,500	+184%	+$2.18M	0.03%	805
2014 Q3	$1.2M	Buy	+24,222	New	+$1.22M	0.01%	1364
2013 Q4	–	Sell	-17,258	Closed	-$783K	–	2051
2013 Q3	$783K	Buy	+17,258	New	+$767K	0.01%	1173