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Axos Financial

164 hedge funds and large institutions have $753M invested in Axos Financial in 2014 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 55 increasing their positions, 62 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 12

15% more funds holding

Funds holding: 142164 (+22)

14% more capital invested

Capital invested by funds: $658M → $753M (+$95.2M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 62

26% less call options, than puts

Call options by funds: $28.5M | Put options by funds: $38.7M

Holders
164
Holders Change
+22
Holders Change %
+15.49%
% of All Funds
4.74%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
36
Increased
55
Reduced
62
Closed
12
Calls
$28.5M
Puts
$38.7M
Net Calls
-$10.2M
Net Calls Change
+$2.57M
Name Holding Trade Value Shares
Change
Change in
Stake
Canada Life
151
Canada Life
Manitoba, Canada
$59K +$3.78K +176 +8%
MFS
152
MSI Financial Services
Massachusetts
$54K -$8.6K -400 -14%
MAA
153
Managed Account Advisors
New Jersey
$51K +$51.3K +2,388 New
Teacher Retirement System of Texas
154
Teacher Retirement System of Texas
Texas
$38K +$344 +16 +0.9%
BlackRock
155
BlackRock
New York
$37K
MSFP
156
Mark Sheptoff Financial Planning
Connecticut
$26K +$25.8K +1,200 New
NSIM
157
North Star Investment Management
Illinois
$18K +$17.6K +820 New
RNS
158
Robert N. Shapiro
$16K -$43K -2,000 -73%
LTFS
159
Ladenburg Thalmann Financial Services
Florida
$13K -$94.4K -4,392 -88%
US Bancorp
160
US Bancorp
Minnesota
$5K
Envestnet Asset Management
161
Envestnet Asset Management
Illinois
$3K +$1.2K +56 +70%
BNP Paribas Financial Markets
162
BNP Paribas Financial Markets
France
$1.29K -$11.9K -556 -90%
GAM
163
Gemmer Asset Management
California
$1K +$1.2K +56 New
Manulife (Manufacturers Life Insurance)
164
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$785 -$9.97K -464 -1%
AP
165
Alydar Partners
Massachusetts
-$5.49M -280,000 Closed
FWSM
166
First Wilshire Securities Management
California
-$5.33M -271,716 Closed
PG
167
PEAK6 Group
Illinois
-$4.31M -200,800 Closed
RA
168
Royce & Associates
New York
-$2.84M -145,048 Closed
ST
169
Spot Trading
Illinois
-$728K -37,136 Closed
TC
170
TFS Capital
Pennsylvania
-$337K -17,212 Closed
Neuberger Berman Group
171
Neuberger Berman Group
New York
-$291K -14,828 Closed
PA
172
Profund Advisors
Maryland
-$273K -13,936 Closed
PA
173
Pinnacle Associates
New York
-$190K -9,700 Closed
Royal Bank of Canada
174
Royal Bank of Canada
Ontario, Canada
-$55K -2,800 Closed
WA
175
WFG Advisors
Texas
-$8K -400 Closed

AX Hedge Fund Activity: Q1 2014 in Review

164 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2014, worth a combined $753M — up 14% from $658M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AX positions and 12 closed out — a net gain of 24 holders — while 55 added to existing stakes and 62 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $34.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $13.7M.

  • 164 institutional investors held Axos Financial (AX) as of Q1 2014, up from 142 in Q4 2013.
  • Funds reported $753M of Axos Financial stock for Q1 2014, up 14% quarter-over-quarter.
  • 36 funds opened new Axos Financial positions in Q1 2014 and 12 closed out, a net change of +24 holders.
  • The largest Axos Financial buyer in Q1 2014 was JP Morgan Chase, an estimated $34.7M added.
  • The largest Axos Financial seller in Q1 2014 was Gilder Gagnon Howe & Co, an estimated $13.7M sold.

Based on aggregated 13F filings for Q1 2014.