Axos Financial
142 hedge funds and large institutions have $658M invested in Axos Financial in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 50 increasing their positions, 52 reducing their positions, and 20 closing their positions.
28% more capital invested
Capital invested by funds: $516M → $658M (+$142M)
25% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 20
4% more funds holding
Funds holding: 137 → 142 (+5)
4% less repeat investments, than reductions
Existing positions increased: 50 | Existing positions reduced: 52
43% less call options, than puts
Call options by funds: $17M | Put options by funds: $29.8M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AP
Alydar Partners
Boston,
Massachusetts
|
+$5.04M |
| 2 |
ICRM
Insight Capital Research & Management
Walnut Creek,
California
|
+$4.06M |
| 3 |
Invesco
Atlanta,
Georgia
|
+$3.64M |
| 4 |
Two Sigma Investments
New York
|
+$3.49M |
| 5 |
WC
Weatherbie Capital
Boston,
Massachusetts
|
+$2.83M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
-$8.34M |
| 2 |
PI
Putnam Investments
Boston,
Massachusetts
|
-$5.46M |
| 3 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$5M |
| 4 |
GGHC
Gilder Gagnon Howe & Co
New York
|
-$4.44M |
| 5 |
PG
PEAK6 Group
Chicago,
Illinois
|
-$3.88M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CCM
151
Cadence Capital Management
Boston,
Massachusetts
| – | -$509K | -31,436 | Closed |
|
|
PP
152
PDT Partners
New York
| – | -$376K | -23,200 | Closed |
|
|
VKH
153
Virtu KCG Holdings
New York
| – | -$355K | -21,900 | Closed |
|
154
D.E. Shaw & Co
New York
| – | -$380K | -21,144 | Closed |
|
155
Citadel Advisors
Miami,
Florida
| – | -$314K | -19,360 | Closed |
|
|
CA
156
Commerzbank Aktiengesellschaft
Frankfurt,
Germany
| – | -$308K | -19,036 | Closed |
|
|
PRHC
157
P.R. Herzig & Co
Roslyn Heights,
New York
| – | -$227K | -14,000 | Closed |
|
158
SG Americas Securities
New York
| – | -$208K | -12,852 | Closed |
|
|
FNBT
159
FineMark National Bank & Trust
Fort Myers,
Florida
| – | -$130K | -8,000 | Closed |
|
|
FANJ
160
Financial Architects (New Jersey)
Marlton,
New Jersey
| – | -$24K | -1,504 | Closed |
|
|
RFC
161
Russell Frank Company
Seattle,
Washington
| – | -$4K | -240 | Closed |
|
|
KIG
162
Kessler Investment Group
Columbus,
Indiana
| – | -$2K | -132 | Closed |
|
AX Hedge Fund Activity: Q4 2013 in Review
142 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2013, worth a combined $658M — up 28% from $516M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new AX positions and 20 closed out — a net gain of 5 holders — while 50 added to existing stakes and 52 trimmed.
The largest buyer was Alydar Partners, opening a new position worth an estimated $5.04M. The largest seller was Royce & Associates, cutting an estimated $8.34M.
- 142 institutional investors held Axos Financial (AX) as of Q4 2013, up from 137 in Q3 2013.
- Funds reported $658M of Axos Financial stock for Q4 2013, up 28% quarter-over-quarter.
- 25 funds opened new Axos Financial positions in Q4 2013 and 20 closed out, a net change of +5 holders.
- The largest Axos Financial buyer in Q4 2013 was Alydar Partners, an estimated $5.04M added.
- The largest Axos Financial seller in Q4 2013 was Royce & Associates, an estimated $8.34M sold.
Based on aggregated 13F filings for Q4 2013.