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Axos Financial
AX

142 hedge funds and large institutions have $658M invested in Axos Financial in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 50 increasing their positions, 52 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $516M → $658M (+$142M)

25% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 20

4% more funds holding

Funds holding: 137 → 142 (+5)

4% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 52

43% less call options, than puts

Call options by funds: $17M | Put options by funds: $29.8M

Holders
142
Holders Change
+5
Holders Change %
+3.65%
% of All Funds
4.12%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
25
Increased
50
Reduced
52
Closed
20
Calls
$17M
Puts
$29.8M
Net Calls
-$12.7M
Net Calls Change
+$2.2M

Top Buyers

Rank Fund Capital Flow
1
AP
Alydar Partners
Massachusetts
+$5.04M
2
ICRM
Insight Capital Research & Management
California
+$4.06M
3
Invesco
Invesco
Georgia
+$3.64M
4
Two Sigma Investments
Two Sigma Investments
New York
+$3.49M
5
WC
Weatherbie Capital
Massachusetts
+$2.83M

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$8.34M
2
PI
Putnam Investments
Massachusetts
-$5.46M
3
DCM
Driehaus Capital Management
Illinois
-$5M
4
GGHC
Gilder Gagnon Howe & Co
New York
-$4.44M
5
PG
PEAK6 Group
Illinois
-$3.88M
Name Holding Trade Value Shares
Change 		Change in
Stake
ZIM
76
Zacks Investment Management
Illinois
$915K -$424K -23,600 -34%
OAM
77
Oberweis Asset Management
Illinois
$887K -$3.11M -172,708 -79%
AA
78
AlphaMark Advisors
Kentucky
$848K – – –
New York State Teachers Retirement System (NYSTRS)
79
New York State Teachers Retirement System (NYSTRS)
New York
$787K -$21.6K -1,200 -3%
PPA
80
Parametric Portfolio Associates
Washington
$786K -$23.9K -1,328 -3%
AIG
81
American International Group
New York
$768K -$10.1K -564 -1%
ASRS
82
Arizona State Retirement System
Arizona
$752K -$79.1K -4,400 -10%
MLICM
83
Metropolitan Life Insurance Company (MetLife)
New York
$744K – – –
ST
84
Spot Trading
Illinois
$728K +$320K +17,800 +92%
Deutsche Bank
85
Deutsche Bank
Germany
$718K -$1.71M -95,300 -72%
HI
86
HBK Investments
Texas
$690K +$633K +35,200 New
NTCOC
87
Northern Trust Company of Connecticut
Connecticut
$687K +$145K +8,052 +30%
BA
88
BlackRock Advisors
Delaware
$621K +$35.5K +1,976 +7%
AA
89
ALPS Advisors
Colorado
$606K +$257K +14,280 +95%
CAM
90
Capstone Asset Management
Texas
$589K +$540K +30,016 New
Susquehanna International Group
91
Susquehanna International Group
Pennsylvania
$571K +$279K +15,516 +114%
William Blair & Company
92
William Blair & Company
Illinois
$509K – – –
ACM
93
Ativo Capital Management
Illinois
$464K -$288 -16 -0.1%
CHAM
94
Clear Harbor Asset Management
Connecticut
$458K – – –
SCM
95
Stevens Capital Management
Pennsylvania
$456K +$419K +23,280 New
UBS AM
96
UBS AM
Illinois
$447K – – –
LSERS
97
Louisiana State Employees Retirement System
Louisiana
$439K +$403K +22,400 New
Macquarie Group
98
Macquarie Group
Australia
$398K +$365K +20,276 New
LPL Financial
99
LPL Financial
California
$394K +$361K +20,100 New
Citigroup
100
Citigroup
New York
$375K +$261K +14,532 +317%
2 3
4
5 6

AX Hedge Fund Activity: Q4 2013 in Review

142 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q4 2013, worth a combined $658M — up 28% from $516M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new AX positions and 20 closed out — a net gain of 5 holders — while 50 added to existing stakes and 52 trimmed.

The largest buyer was Alydar Partners, opening a new position worth an estimated $5.04M. The largest seller was Royce & Associates, cutting an estimated $8.34M.

  • 142 institutional investors held Axos Financial (AX) as of Q4 2013, up from 137 in Q3 2013.
  • Funds reported $658M of Axos Financial stock for Q4 2013, up 28% quarter-over-quarter.
  • 25 funds opened new Axos Financial positions in Q4 2013 and 20 closed out, a net change of +5 holders.
  • The largest Axos Financial buyer in Q4 2013 was Alydar Partners, an estimated $5.04M added.
  • The largest Axos Financial seller in Q4 2013 was Royce & Associates, an estimated $8.34M sold.

Based on aggregated 13F filings for Q4 2013.