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Axos Financial
AX

164 hedge funds and large institutions have $753M invested in Axos Financial in 2014 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 55 increasing their positions, 62 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 12

15% more funds holding

Funds holding: 142 → 164 (+22)

14% more capital invested

Capital invested by funds: $658M → $753M (+$95.2M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

11% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 62

26% less call options, than puts

Call options by funds: $28.5M | Put options by funds: $38.7M

Holders
164
Holders Change
+22
Holders Change %
+15.49%
% of All Funds
4.74%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
36
Increased
55
Reduced
62
Closed
12
Calls
$28.5M
Puts
$38.7M
Net Calls
-$10.2M
Net Calls Change
+$2.57M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$34.7M
2
NAP
New Amsterdam Partners
New York
+$21M
3
TCP
TAMRO Capital Partners
Virginia
+$16.4M
4
AA
Antipodean Advisors
New York
+$12M
5
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$11.8M

Top Sellers

Rank Fund Capital Flow
1
GGHC
Gilder Gagnon Howe & Co
New York
-$13.7M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$13.2M
3
ACMM
Arbor Capital Management (Minnesota)
Minnesota
-$13M
4
WA
Wasatch Advisors
Utah
-$8.44M
5
EIM
Essex Investment Management
Massachusetts
-$6.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
AllianceBernstein
51
AllianceBernstein
Tennessee
$2.13M +$118K +5,508 +6%
HCM
52
Highbridge Capital Management
New York
$2.01M +$2.02M +93,976 New
Creative Planning
53
Creative Planning
Kansas
$1.98M +$312K +14,540 +19%
California State Teachers Retirement System (CalSTRS)
54
California State Teachers Retirement System (CalSTRS)
California
$1.89M +$8.6K +400 +0.5%
ACM
55
Argent Capital Management
Missouri
$1.75M -$131K -6,096 -7%
Millennium Management
56
Millennium Management
New York
$1.72M +$1.72M +80,248 New
Two Sigma Advisers
57
Two Sigma Advisers
New York
$1.72M -$782K -36,400 -31%
AQR Capital Management
58
AQR Capital Management
Connecticut
$1.6M – – –
TA
59
Teachers Advisors
New York
$1.59M +$158K +7,360 +11%
AIG
60
American International Group
New York
$1.54M +$700K +32,568 +83%
OAM
61
Oberweis Asset Management
Illinois
$1.44M +$470K +21,868 +48%
BG
62
BlackRock Group
United Kingdom
$1.39M -$113K -5,252 -8%
EIM
63
Essex Investment Management
Massachusetts
$1.38M -$6.3M -292,984 -82%
GC
64
Guggenheim Capital
Illinois
$1.38M -$674K -31,348 -33%
SCM
65
Shelton Capital Management
Colorado
$1.36M – – –
Swiss National Bank
66
Swiss National Bank
Switzerland
$1.3M +$258K +12,000 +25%
WA
67
Wasatch Advisors
Utah
$1.29M -$8.44M -392,648 -87%
JAM
68
Jupiter Asset Management
United Kingdom
$1.29M -$577K -26,836 -31%
FFA
69
First Foundation Advisors
California
$1.29M +$1.29M +60,000 New
QIM
70
Quantitative Investment Management
Virginia
$1.24M +$1.25M +58,000 New
Bank of America
71
Bank of America
North Carolina
$1.19M -$575K -26,772 -33%
ARTA
72
A.R.T. Advisors
New York
$1.17M +$888K +41,324 +310%
RhumbLine Advisers
73
RhumbLine Advisers
Massachusetts
$1.16M -$76.5K -3,560 -6%
Goldman Sachs
74
Goldman Sachs
New York
$1.15M -$942K -43,824 -45%
NCCM
75
Nine Chapters Capital Management
New Jersey
$1.11M -$774K -36,000 -41%
1 2
3
4 5

AX Hedge Fund Activity: Q1 2014 in Review

164 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2014, worth a combined $753M — up 14% from $658M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AX positions and 12 closed out — a net gain of 24 holders — while 55 added to existing stakes and 62 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $34.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $13.7M.

  • 164 institutional investors held Axos Financial (AX) as of Q1 2014, up from 142 in Q4 2013.
  • Funds reported $753M of Axos Financial stock for Q1 2014, up 14% quarter-over-quarter.
  • 36 funds opened new Axos Financial positions in Q1 2014 and 12 closed out, a net change of +24 holders.
  • The largest Axos Financial buyer in Q1 2014 was JP Morgan Chase, an estimated $34.7M added.
  • The largest Axos Financial seller in Q1 2014 was Gilder Gagnon Howe & Co, an estimated $13.7M sold.

Based on aggregated 13F filings for Q1 2014.