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Axos Financial
AX

137 hedge funds and large institutions have $516M invested in Axos Financial in 2013 Q3 according to their latest regulatory filings, with 41 funds opening new positions, 45 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

242% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 12

44% more capital invested

Capital invested by funds: $358M → $516M (+$159M)

26% more funds holding

Funds holding: 109 → 137 (+28)

5% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 43

60% less call options, than puts

Call options by funds: $10M | Put options by funds: $25M

Holders
137
Holders Change
+28
Holders Change %
+25.69%
% of All Funds
4.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
45
Reduced
43
Closed
12
Calls
$10M
Puts
$25M
Net Calls
-$14.9M
Net Calls Change
-$7.81M

Top Buyers

1
BFA
BlackRock Fund Advisors
California
+$21.6M
2
Renaissance Technologies
Renaissance Technologies
New York
+$9.34M
3
PM
Pembroke Management
Quebec, Canada
+$7.49M
4
PG
PEAK6 Group
Illinois
+$6.21M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$4.46M

Top Sellers

1
RA
Royce & Associates
New York
-$12.6M
2
ACMM
Arbor Capital Management (Minnesota)
Minnesota
-$9.51M
3
GGHC
Gilder Gagnon Howe & Co
New York
-$6.84M
4
OAM
Oberweis Asset Management
Illinois
-$6.36M
5
PCM
Perritt Capital Management
Illinois
-$4.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
51
Credit Suisse
Switzerland
$1.45M -$574K -38,528 -30%
JIR
52
James Investment Research
Ohio
$1.45M +$110K +7,400 +9%
JAM
53
Jupiter Asset Management
United Kingdom
$1.44M -$173K -11,620 -12%
ACM
54
Argent Capital Management
Missouri
$1.42M -$614K -41,200 -32%
California State Teachers Retirement System (CalSTRS)
55
California State Teachers Retirement System (CalSTRS)
California
$1.41M +$42.2K +2,832 +3%
AllianceBernstein
56
AllianceBernstein
Tennessee
$1.4M +$65.5K +4,400 +5%
GA
57
Geneva Advisors
Illinois
$1.38M -$45.9K -3,080 -3%
Creative Planning
58
Creative Planning
Kansas
$1.25M +$138K +9,240 +14%
AQR Capital Management
59
AQR Capital Management
Connecticut
$1.21M +$217K +14,596 +24%
ZIM
60
Zacks Investment Management
Illinois
$1.14M +$93.5K +6,276 +10%
Bank of America
61
Bank of America
North Carolina
$1.08M +$382K +25,644 +63%
Wells Fargo
62
Wells Fargo
California
$1.07M +$616K +41,364 +168%
SO
63
STRS Ohio
Ohio
$1.06M -$179K -12,000 -16%
TA
64
Teachers Advisors
New York
$1.04M -$92.8K -6,232 -9%
Morgan Stanley
65
Morgan Stanley
New York
$1.03M -$21.3K -1,432 -2%
Wellington Management Group
66
Wellington Management Group
Massachusetts
$1.02M +$941K +63,200 New
BG
67
BlackRock Group
United Kingdom
$1.01M +$820K +55,020 +743%
RhumbLine Advisers
68
RhumbLine Advisers
Massachusetts
$919K +$129K +8,684 +18%
Two Sigma Investments
69
Two Sigma Investments
New York
$868K -$3.68M -246,880 -82%
VOYA Investment Management
70
VOYA Investment Management
Georgia
$838K – – –
Comerica Bank
71
Comerica Bank
Texas
$824K +$758K +50,876 New
TPSF
72
Texas Permanent School Fund
Texas
$821K +$754K +50,604 New
Swiss National Bank
73
Swiss National Bank
Switzerland
$791K – – –
ARTA
74
A.R.T. Advisors
New York
$708K +$650K +43,640 New
AA
75
AlphaMark Advisors
Kentucky
$700K +$644K +43,228 New
1 2
3
4 5

AX Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2013, worth a combined $516M — up 44% from $358M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new AX positions and 12 closed out — a net gain of 29 holders — while 45 added to existing stakes and 43 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $21.6M. The largest seller was Royce & Associates, cutting an estimated $12.6M.

  • 137 institutional investors held Axos Financial (AX) as of Q3 2013, up from 109 in Q2 2013.
  • Funds reported $516M of Axos Financial stock for Q3 2013, up 44% quarter-over-quarter.
  • 41 funds opened new Axos Financial positions in Q3 2013 and 12 closed out, a net change of +29 holders.
  • The largest Axos Financial buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $21.6M added.
  • The largest Axos Financial seller in Q3 2013 was Royce & Associates, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2013.