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Axos Financial
AX

152 hedge funds and large institutions have $777M invested in Axos Financial in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 50 increasing their positions, 59 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $725M → $777M (+$52.4M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

12% less funds holding

Funds holding: 172 → 152 (-20)

15% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 59

35% less call options, than puts

Call options by funds: $19.3M | Put options by funds: $29.9M

59% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 34

Holders
152
Holders Change
-20
Holders Change %
-11.63%
% of All Funds
4.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
14
Increased
50
Reduced
59
Closed
34
Calls
$19.3M
Puts
$29.9M
Net Calls
-$10.6M
Net Calls Change
-$2.44M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$60.7M
2
TCM
TimesSquare Capital Management
New York
+$35.2M
3
PM
Pembroke Management
Quebec, Canada
+$11.5M
4
SFM
Systematic Financial Management
New Jersey
+$11.3M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
+$8.68M

Top Sellers

1
GGHC
Gilder Gagnon Howe & Co
New York
-$15.4M
2
Renaissance Technologies
Renaissance Technologies
New York
-$13.8M
3
Two Sigma Investments
Two Sigma Investments
New York
-$7.67M
4
TCP
TAMRO Capital Partners
Virginia
-$5.21M
5
Millennium Management
Millennium Management
New York
-$4.89M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$7.73M -$3.58M -189,720 -31%
PI
27
Putnam Investments
Massachusetts
$7.28M -$14K -740 -0.2%
OAM
28
Oberweis Asset Management
Illinois
$7.17M -$788K -41,780 -10%
VOAM
29
Vertex One Asset Management
British Columbia, Canada
$6.24M – – –
GGHC
30
Gilder Gagnon Howe & Co
New York
$6.24M -$15.4M -815,616 -70%
Principal Financial Group
31
Principal Financial Group
Iowa
$5.7M +$19.6K +1,036 +0.3%
Geode Capital Management
32
Geode Capital Management
Massachusetts
$5.46M +$223K +11,828 +4%
1CM
33
1492 Capital Management
Wisconsin
$5.14M -$88.8K -4,704 -2%
AIMCA
34
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$4.86M +$5.05M +267,600 New
B
35
Baird
Wisconsin
$4.33M +$34.1K +1,808 +0.8%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$4.24M -$385K -20,400 -8%
Deutsche Bank
37
Deutsche Bank
Germany
$4.11M -$328K -17,404 -7%
Ohio Public Employees Retirement System (OPERS)
38
Ohio Public Employees Retirement System (OPERS)
Ohio
$4.11M -$460K -24,400 -10%
Ameriprise
39
Ameriprise
Minnesota
$3.99M +$176K +9,340 +4%
TCIM
40
TIAA CREF Investment Management
New York
$3.91M -$79.3K -4,200 -2%
NFA
41
Nationwide Fund Advisors
Ohio
$3.53M -$136K -7,204 -4%
BIM
42
BlackRock Investment Management
Delaware
$3.35M +$33.4K +1,768 +1%
RHJA
43
Rice Hall James & Associates
California
$2.92M +$876K +46,396 +41%
Charles Schwab
44
Charles Schwab
California
$2.63M +$55.4K +2,936 +2%
SAS
45
Spectrum Advisory Services
Georgia
$2.56M – – –
CIP
46
Convergence Investment Partners
Florida
$2.52M +$1.67M +88,280 +174%
Prudential Financial
47
Prudential Financial
New Jersey
$2.5M -$144K -7,644 -5%
RJA
48
Raymond James & Associates
Florida
$2.46M -$22.6K -1,200 -0.9%
ERSOT
49
Employees Retirement System of Texas
Texas
$2.18M – – –
Morgan Stanley
50
Morgan Stanley
New York
$2.17M -$598K -31,704 -21%
1
2
3 4 5

AX Hedge Fund Activity: Q3 2014 in Review

152 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2014, worth a combined $777M — up 7.2% from $725M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of AX and 14 opened new positions — a net loss of 20 holders — while 59 trimmed existing stakes and 50 added.

The largest buyer was Fidelity Investments, adding an estimated $60.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $15.4M.

  • 152 institutional investors held Axos Financial (AX) as of Q3 2014, down from 172 in Q2 2014.
  • Funds reported $777M of Axos Financial stock for Q3 2014, up 7.2% quarter-over-quarter.
  • 14 funds opened new Axos Financial positions in Q3 2014 and 34 closed out, a net change of -20 holders.
  • The largest Axos Financial buyer in Q3 2014 was Fidelity Investments, an estimated $60.7M added.
  • The largest Axos Financial seller in Q3 2014 was Gilder Gagnon Howe & Co, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2014.