1492 Capital Management’s Axos Financial AX Stock Holding History

1492 Capital Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-27,211	Closed	-$777K	–	105
2016 Q4	$777K	Sell	27,211 -1,104	-4%	-$26.3K	0.6%	43
2016 Q3	$634K	Sell	28,315 -200,114	-88%	-$3.88M	0.52%	48
2016 Q2	$4.04M	Sell	228,429 -8,240	-3%	-$155K	3.63%	4
2016 Q1	$5.05M	Sell	236,669 -20,846	-8%	-$378K	4.27%	2
2015 Q4	$5.42M	Sell	257,515 -11,493	-4%	-$271K	3.94%	4
2015 Q3	$8.66M	Sell	269,008 -5,912	-2%	-$177K	6.17%	1
2015 Q2	$7.26M	Sell	274,920 -12,364	-4%	-$294K	4.6%	1
2015 Q1	$6.68M	Buy	287,284 +11,520	+4%	+$253K	3.88%	3
2014 Q4	$5.36M	Sell	275,764 -6,780	-2%	-$127K	3.36%	4
2014 Q3	$5.14M	Sell	282,544 -4,704	-2%	-$88.8K	2.84%	9
2014 Q2	$5.28M	Buy	287,248 +152,440	+113%	+$3M	2.71%	9
2014 Q1	$2.89M	Buy	134,808 +13,168	+11%	+$283K	1.43%	25
2013 Q4	$2.38M	Buy	+121,640	New	+$2.19M	1.28%	25

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

1492 Capital Management's AX Position: Q1 2017 in Review

1492 Capital Management sold out of Axos Financial (AX) in Q1 2017, closing a stake of 27,211 shares — an estimated $777K sold.

1492 Capital Management first reported a position in AX in Q4 2013 and held it in 13 quarters. The position peaked at $8.66M in Q3 2015. 225 funds tracked by Wall St. Rank hold AX as of Q1 2017.

1492 Capital Management reported no remaining Axos Financial position as of Q1 2017 after selling out during the quarter.
1492 Capital Management sold 27,211 Axos Financial shares in Q1 2017, an estimated $777K.
1492 Capital Management first reported a position in Axos Financial in Q4 2013 and held it in 13 quarters.
1492 Capital Management's Axos Financial position peaked at $8.66M in Q3 2015.
225 funds tracked by Wall St. Rank held Axos Financial as of Q1 2017.

Based on 1492 Capital Management's 13F filing for Q1 2017, filed 15 May 2017.