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Axos Financial

164 hedge funds and large institutions have $753M invested in Axos Financial in 2014 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 55 increasing their positions, 62 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 12

15% more funds holding

Funds holding: 142164 (+22)

14% more capital invested

Capital invested by funds: $658M → $753M (+$95.2M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

11% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 62

26% less call options, than puts

Call options by funds: $28.5M | Put options by funds: $38.7M

Holders
164
Holders Change
+22
Holders Change %
+15.49%
% of All Funds
4.74%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
36
Increased
55
Reduced
62
Closed
12
Calls
$28.5M
Puts
$38.7M
Net Calls
-$10.2M
Net Calls Change
+$2.57M
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
26
Geneva Capital Management
Wisconsin
$6.54M +$6.55M +305,040 New
ICM
27
IronBridge Capital Management
Illinois
$6.46M +$1.76M +82,140 +37%
Allianz Asset Management
28
Allianz Asset Management
Germany
$6.2M -$407K -18,964 -6%
ACMM
29
Arbor Capital Management (Minnesota)
Minnesota
$6.08M -$13M -604,520 -68%
Morgan Stanley
30
Morgan Stanley
New York
$6.01M +$4.34M +201,944 +258%
VOAM
31
Vertex One Asset Management
British Columbia, Canada
$5.91M
Geode Capital Management
32
Geode Capital Management
Massachusetts
$5.42M +$327K +15,196 +6%
ICRM
33
Insight Capital Research & Management
California
$4.7M -$140K -6,524 -3%
OAM
34
Oxford Asset Management
United Kingdom
$4.61M +$4.62M +215,132 New
California Public Employees Retirement System
35
California Public Employees Retirement System
California
$4.34M -$1.1M -51,200 -19%
TCIM
36
TIAA CREF Investment Management
New York
$4.07M -$30.1K -1,400 -0.7%
BIM
37
BlackRock Investment Management
Delaware
$3.45M +$37K +1,720 +1%
First Trust Advisors
38
First Trust Advisors
Illinois
$3.35M +$360K +16,756 +12%
HI
39
HBK Investments
Texas
$3.22M +$2.47M +114,800 +326%
SAS
40
Spectrum Advisory Services
Georgia
$3.08M -$831K -38,696 -21%
Prudential Financial
41
Prudential Financial
New Jersey
$2.99M +$51.6K +2,400 +2%
1CM
42
1492 Capital Management
Wisconsin
$2.89M +$283K +13,168 +11%
B
43
Baird
Wisconsin
$2.87M -$2.62M -121,724 -48%
PI
44
Putnam Investments
Massachusetts
$2.83M -$3.35M -155,744 -54%
CS
45
Credit Suisse
Switzerland
$2.73M +$1.11M +51,828 +69%
BNP Paribas Asset Management
46
BNP Paribas Asset Management
France
$2.62M -$2.19M -101,968 -45%
Charles Schwab
47
Charles Schwab
California
$2.59M +$73.8K +3,436 +3%
RHJA
48
Rice Hall James & Associates
California
$2.31M +$273K +12,716 +13%
NFA
49
Nationwide Fund Advisors
Ohio
$2.15M +$681K +31,684 +46%
Public Sector Pension Investment Board (PSP Investments)
50
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$2.13M -$387K -18,000 -15%

AX Hedge Fund Activity: Q1 2014 in Review

164 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q1 2014, worth a combined $753M — up 14% from $658M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AX positions and 12 closed out — a net gain of 24 holders — while 55 added to existing stakes and 62 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $34.7M. The largest seller was Gilder Gagnon Howe & Co, cutting an estimated $13.7M.

  • 164 institutional investors held Axos Financial (AX) as of Q1 2014, up from 142 in Q4 2013.
  • Funds reported $753M of Axos Financial stock for Q1 2014, up 14% quarter-over-quarter.
  • 36 funds opened new Axos Financial positions in Q1 2014 and 12 closed out, a net change of +24 holders.
  • The largest Axos Financial buyer in Q1 2014 was JP Morgan Chase, an estimated $34.7M added.
  • The largest Axos Financial seller in Q1 2014 was Gilder Gagnon Howe & Co, an estimated $13.7M sold.

Based on aggregated 13F filings for Q1 2014.