Axos Financial
218 hedge funds and large institutions have $1.26B invested in Axos Financial in 2016 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 84 increasing their positions, 75 reducing their positions, and 19 closing their positions.
68% more first-time investments, than exits
New positions opened: 32 | Existing positions closed: 19
19% more capital invested
Capital invested by funds: $1.06B → $1.26B (+$200M)
12% more repeat investments, than reductions
Existing positions increased: 84 | Existing positions reduced: 75
6% more funds holding
Funds holding: 205 → 218 (+13)
0% more funds holding in top 10
Funds holding in top 10: 7 → 7 (0)
15% less call options, than puts
Call options by funds: $16.3M | Put options by funds: $19.2M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Ameriprise
Minneapolis,
Minnesota
|
+$21.4M |
| 2 |
KCM
Kennedy Capital Management
St Louis,
Missouri
|
+$13.8M |
| 3 |
Two Sigma Investments
New York
|
+$13.1M |
| 4 |
WA
Wasatch Advisors
Salt Lake City,
Utah
|
+$9.22M |
| 5 |
LCP
Lombardia Capital Partners
Pasadena,
California
|
+$8.39M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Victory Capital Management
San Antonio,
Texas
|
-$62.1M |
| 2 |
TCM
TimesSquare Capital Management
New York
|
-$46.5M |
| 3 |
SOMRS
State of Michigan Retirement System
Lansing,
Michigan
|
-$20.1M |
| 4 |
AC
Ascend Capital
Orinda,
California
|
-$19.8M |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$8.25M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SGAM
226
Smith Group Asset Management
Dallas,
Texas
| – | -$2.26M | -127,590 | Closed |
|
|
CCMH
227
Cornerstone Capital Management Holdings
New York
| – | -$1.12M | -63,100 | Closed |
|
|
GCP
228
GSA Capital Partners
London,
United Kingdom
| – | -$587K | -33,136 | Closed |
|
|
PAM
229
Princeton Alpha Management
Princeton Junction,
New Jersey
| – | -$464K | -26,191 | Closed |
|
|
RJFSA
230
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$307K | -17,315 | Closed |
|
|
BCM
231
Bridgeway Capital Management
Houston,
Texas
| – | -$298K | -16,800 | Closed |
|
|
IPC
232
Independent Portfolio Consultants
Boca Raton,
Florida
| – | -$199K | -11,215 | Closed |
|
233
Teacher Retirement System of Texas
Austin,
Texas
| – | -$140K | -7,895 | Closed |
|
|
TRCT
234
Tower Research Capital (TRC)
New York
| – | -$61K | -3,434 | Closed |
|
|
NHFG
235
New Harbor Financial Group
Worcester,
Massachusetts
| – | -$8K | -500 | Closed |
|
|
RCG
236
Ruggie Capital Group
Tavares,
Florida
| – | -$8K | -448 | Closed |
|
|
BJ
237
BlackRock Japan
Tokyo,
Japan
| – | -$2K | -88 | Closed |
|
AX Hedge Fund Activity: Q3 2016 in Review
218 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Axos Financial (AX) for Q3 2016, worth a combined $1.26B — up 19% from $1.06B a quarter earlier.
Buyers outnumbered sellers: 32 funds opened new AX positions and 19 closed out — a net gain of 13 holders — while 84 added to existing stakes and 75 trimmed.
The largest buyer was Ameriprise, adding an estimated $21.4M. The largest seller was Victory Capital Management, cutting an estimated $62.1M.
- 218 institutional investors held Axos Financial (AX) as of Q3 2016, up from 205 in Q2 2016.
- Funds reported $1.26B of Axos Financial stock for Q3 2016, up 19% quarter-over-quarter.
- 32 funds opened new Axos Financial positions in Q3 2016 and 19 closed out, a net change of +13 holders.
- The largest Axos Financial buyer in Q3 2016 was Ameriprise, an estimated $21.4M added.
- The largest Axos Financial seller in Q3 2016 was Victory Capital Management, an estimated $62.1M sold.
Based on aggregated 13F filings for Q3 2016.