Ascend Capital’s Axos Financial AX Stock Holding History

Ascend Capital’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,119,446	Closed	-$19.8M	–	120
2016 Q2	$19.8M	Buy	+1,119,446	New	+$21M	1.3%	21
2016 Q1	–	Sell	-119,575	Closed	-$2.52M	–	103
2015 Q4	$2.52M	Buy	+119,575	New	+$2.82M	0.09%	124
2015 Q2	–	Sell	-254,828	Closed	-$5.93M	–	146
2015 Q1	$5.93M	Sell	254,828 -179,552	-41%	-$3.94M	0.2%	107
2014 Q4	$8.45M	Sell	434,380 -45,720	-10%	-$858K	0.32%	96
2014 Q3	$8.73M	Buy	480,100 +102,100	+27%	+$1.93M	0.26%	114
2014 Q2	$6.94M	Buy	+378,000	New	+$7.44M	0.23%	113

Other funds holding AX

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ascend Capital's AX Position: Q3 2016 in Review

Ascend Capital sold out of Axos Financial (AX) in Q3 2016, closing a stake of 1,119,446 shares — an estimated $19.8M sold.

Ascend Capital first reported a position in AX in Q2 2014 and held it in 6 quarters. The position peaked at $19.8M in Q2 2016. 218 funds tracked by Wall St. Rank hold AX as of Q3 2016.

Ascend Capital reported no remaining Axos Financial position as of Q3 2016 after selling out during the quarter.
Ascend Capital sold 1,119,446 Axos Financial shares in Q3 2016, an estimated $19.8M.
Ascend Capital first reported a position in Axos Financial in Q2 2014 and held it in 6 quarters.
Ascend Capital's Axos Financial position peaked at $19.8M in Q2 2016.
218 funds tracked by Wall St. Rank held Axos Financial as of Q3 2016.

Based on Ascend Capital's 13F filing for Q3 2016, filed 14 Nov 2016.