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Applied Optoelectronics
AAOI

Overview Fund Activity

139 hedge funds and large institutions have $183M invested in Applied Optoelectronics in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 52 increasing their positions, 37 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
139
Holders Change
-15
Holders Change %
-9.74%
% of All Funds
3.1%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
26
Increased
52
Reduced
37
Closed
40
Calls
$18.1M
Puts
$39.6M
Net Calls
-$21.5M
Net Calls Change
+$1.98M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$7.58M
2
Point72 Asset Management
Point72 Asset Management
Connecticut
$3.47M
3
SIM
Spark Investment Management
New York
$3.19M
4
Deutsche Bank
Deutsche Bank
Germany
$3.65M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$4.24M

Top Sellers

1
DCM
Discovery Capital Management
Connecticut
$0
2
NM
Newtyn Management
New York
$0
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$0
4
Barclays
Barclays
United Kingdom
$217K
5
NGM
North Growth Management
British Columbia, Canada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SIM
126
Sonora Investment Management
Arizona
$3K – – –
GWM
127
Geneos Wealth Management
Colorado
$3K – – –
Nisa Investment Advisors
128
Nisa Investment Advisors
Missouri
$2K – – –
AAMU
129
Amundi Asset Management US
Massachusetts
$1.99K +$1.99K +129,200 New
WAM
130
Wealthspire Advisors (Maryland)
Maryland
$1K +$182 +10 +22%
APA
131
American Portfolios Advisors
New York
$386 – – –
DCM
132
Discovery Capital Management
Connecticut
– -$13.4M -544,985 Closed
NM
133
Newtyn Management
New York
– -$12.7M -513,452 Closed
Susquehanna International Group
134
Susquehanna International Group
Pennsylvania
– -$9.15M -370,885 Closed
NGM
135
North Growth Management
British Columbia, Canada
– -$5.98M -242,000 Closed
PAMP
136
Polar Asset Management Partners
Ontario, Canada
– -$2.51M -101,662 Closed
Credit Agricole
137
Credit Agricole
France
– -$2.38M -96,370 Closed
TAM
138
Taylor Asset Management
Ontario, Canada
– -$2.2M -89,000 Closed
TCM
139
Trafelet Capital Management
New York
– -$1.91M -77,350 Closed
PI
140
Putnam Investments
Massachusetts
– -$1.74M -70,600 Closed
MCC
141
Malaga Cove Capital
California
– -$1.62M -64,765 Closed
GCP
142
GSA Capital Partners
United Kingdom
– -$1.18M -47,676 Closed
SG Americas Securities
143
SG Americas Securities
New York
– -$974K -39,489 Closed
Simplex Trading
144
Simplex Trading
Illinois
– -$956K -38,791 Closed
GC
145
Guggenheim Capital
Illinois
– -$902K -36,575 Closed
FIM
146
Freedom Investment Management
Connecticut
– -$1.06M -28,779 Closed
BLAM
147
Bourne Lent Asset Management
New York
– -$475K -19,275 Closed
IIA
148
IPG Investment Advisors
California
– -$395K -16,000 Closed
CGH
149
Crossmark Global Holdings
Texas
– -$347K -14,090 Closed
GC
150
Globeflex Capital
California
– -$340K -13,800 Closed
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