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Applied Optoelectronics
AAOI

Overview Fund Activity

145 hedge funds and large institutions have $834M invested in Applied Optoelectronics in 2017 Q1 according to their latest regulatory filings, with 54 funds opening new positions, 48 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
145
Holders Change
+35
Holders Change %
+31.82%
% of All Funds
3.62%
Holding in Top 10
7
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+250%
% of All Funds
0.17%
New
54
Increased
48
Reduced
39
Closed
13
Calls
$23.2M
Puts
$29.1M
Net Calls
-$5.9M
Net Calls Change
-$4.3M

Top Buyers

1
BlackRock
BlackRock
New York
$62.9M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
$42.1M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$42.3M
4
WRCM
Whale Rock Capital Management
Massachusetts
$64.9M
5
BTP
Bloom Tree Partners
New York
$25M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$43.7M
2
TCM
Trafelet Capital Management
New York
$17M
3
RA
Royce & Associates
New York
$197K
4
HRCM
Hood River Capital Management
Florida
$11.1M
5
KCM
Kennedy Capital Management
Missouri
$14.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
126
US Bancorp
Minnesota
$84K +$84K +1,504 New
IA
127
IFP Advisors
Florida
$83K +$83K +1,484 New
AG
128
Advisor Group
Arizona
$77K +$77K +1,374 New
LTFS
129
Ladenburg Thalmann Financial Services
Florida
$71K +$71K +1,271 New
Citigroup
130
Citigroup
New York
$58K -$561K -9,977 -91%
Federated Hermes
131
Federated Hermes
Pennsylvania
$50K +$26.4K +466 +111%
MAM
132
Meeder Asset Management
Ohio
$41K +$33K +585 +412%
Nisa Investment Advisors
133
Nisa Investment Advisors
Missouri
$37K +$20.2K +360 +120%
DADC
134
D.A. Davidson & Co
Montana
$37K +$37K +660 New
LNB
135
Ledyard National Bank
$30K – – –
Royal Bank of Canada
136
Royal Bank of Canada
Ontario, Canada
$13K -$23.5K -414 -64%
AIM
137
Acrospire Investment Management
Illinois
$12K +$12K +218 New
MWM
138
MinichMacGregor Wealth Management
New York
$12K +$12K +222 New
WAM
139
Wealthspire Advisors (Maryland)
Maryland
$11K +$11K +200 New
TDC
140
Thompson Davis & Co
Virginia
$7K -$77K -1,375 -92%
TRCT
141
Tower Research Capital (TRC)
New York
$5K -$37.9K -736 -88%
BNP Paribas Financial Markets
142
BNP Paribas Financial Markets
France
$4.55K -$11.6K -207 -72%
CG
143
Cutler Group
California
$2K -$417K -9,172 -100%
Walleye Trading
144
Walleye Trading
New York
$1 -$36 -820 -97%
Marshall Wace
145
Marshall Wace
United Kingdom
– -$5.43M -231,747 Closed
PIMJS
146
PKO Investment Management Joint-Stock
Poland
– -$4.88M -208,260 Closed
SCM
147
Signia Capital Management
Washington
– -$2.05M -87,262 Closed
PM
148
Precept Management
Texas
– -$1.03M -44,000 Closed
EGM
149
Engineers Gate Manager
New York
– -$883K -37,675 Closed
HighTower Advisors
150
HighTower Advisors
Illinois
– -$852K -36,227 Closed
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