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Applied Optoelectronics

145 hedge funds and large institutions have $834M invested in Applied Optoelectronics in 2017 Q1 according to their latest regulatory filings, with 54 funds opening new positions, 48 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

315% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 13

250% more funds holding in top 10

Funds holding in top 10: 27 (+5)

164% more capital invested

Capital invested by funds: $316M → $834M (+$518M)

32% more funds holding

Funds holding: 110145 (+35)

23% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 39

1.33% more ownership

Funds ownership: 78.29%79.62% (+1.3%)

20% less call options, than puts

Call options by funds: $23.2M | Put options by funds: $29.1M

Holders
145
Holders Change
+35
Holders Change %
+31.82%
% of All Funds
3.61%
Holding in Top 10
7
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+250%
% of All Funds
0.17%
New
54
Increased
48
Reduced
39
Closed
13
Calls
$23.2M
Puts
$29.1M
Net Calls
-$5.9M
Net Calls Change
-$4.3M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
76
Guggenheim Capital
Illinois
$1.34M -$1.23M -31,202 -57%
Simplex Trading
77
Simplex Trading
Illinois
$1.33M +$938K +23,769 New
ZIM
78
ZPR Investment Management
Florida
$1.31M +$924K +23,425 New
OAC
79
OMERS Administration Corp
Ontario, Canada
$1.27M +$896K +22,700 New
MCC
80
Malaga Cove Capital
California
$1.27M -$31.8K -806 -3%
RhumbLine Advisers
81
RhumbLine Advisers
Massachusetts
$1.15M +$65.8K +1,669 +9%
HCM
82
Highbridge Capital Management
New York
$1.15M +$452K +11,455 +127%
AllianceBernstein
83
AllianceBernstein
Tennessee
$983K +$158K +4,000 +30%
MERSOM
84
Municipal Employees' Retirement System of Michigan
Michigan
$972K
KWMG
85
King Wealth Management Group
Florida
$940K +$71K +1,800 +12%
QC
86
Quadrature Capital
United Kingdom
$912K +$641K +16,242 New
ST
87
Spot Trading
Illinois
$774K -$1.55M -39,208 -74%
Manulife (Manufacturers Life Insurance)
88
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$741K +$85.1K +2,157 +20%
Goldman Sachs
89
Goldman Sachs
New York
$715K +$33.8K +857 +7%
GIPM
90
G2 Investment Partners Management
New York
$702K +$493K +12,500 New
MLICM
91
Metropolitan Life Insurance Company (MetLife)
New York
$680K -$24.4K -618 -5%
CA
92
Cetera Advisors
Colorado
$657K +$463K +11,745 New
JP Morgan Chase
93
JP Morgan Chase
New York
$654K -$1.05M -26,530 -69%
TC
94
Telemus Capital
Michigan
$618K +$434K +11,000 New
UFF
95
USA Financial Formulas
Michigan
$593K -$373K -9,452 -47%
NFA
96
Nationwide Fund Advisors
Ohio
$593K +$12.4K +315 +3%
Squarepoint
97
Squarepoint
New York
$589K -$879K -22,281 -68%
AIG
98
American International Group
New York
$570K +$26.6K +673 +7%
AA
99
ALPS Advisors
Colorado
$557K +$391K +9,911 New
CIC
100
Carnegie Investment Counsel
Ohio
$555K +$337K +8,550 New

AAOI Hedge Fund Activity: Q1 2017 in Review

145 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Applied Optoelectronics (AAOI) for Q1 2017, worth a combined $834M — up 164% from $316M a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new AAOI positions and 13 closed out — a net gain of 41 holders — while 48 added to existing stakes and 39 trimmed.

The largest buyer was BlackRock, adding an estimated $44.1M. The largest seller was Wellington Management Group, cutting an estimated $48.4M.

  • 145 institutional investors held Applied Optoelectronics (AAOI) as of Q1 2017, up from 110 in Q4 2016.
  • Funds reported $834M of Applied Optoelectronics stock for Q1 2017, up 164% quarter-over-quarter.
  • 54 funds opened new Applied Optoelectronics positions in Q1 2017 and 13 closed out, a net change of +41 holders.
  • The largest Applied Optoelectronics buyer in Q1 2017 was BlackRock, an estimated $44.1M added.
  • The largest Applied Optoelectronics seller in Q1 2017 was Wellington Management Group, an estimated $48.4M sold.

Based on aggregated 13F filings for Q1 2017.