ALPS Advisors’s Applied Optoelectronics AAOI Stock Holding History

ALPS Advisors’s Portfolio AAOI Stock Details AAOI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.07M	Buy	+12,672	New	+$809K	0.01%	577
2018 Q3	–	Sell	-15,560	Closed	-$699K	–	944
2018 Q2	$699K	Sell	15,560 -732	-4%	-$26K	﹤0.01%	434
2018 Q1	$408K	Buy	16,292 +8,779	+117%	+$273K	﹤0.01%	786
2017 Q4	$284K	Sell	7,513 -600	-7%	-$26.5K	﹤0.01%	748
2017 Q3	$525K	Sell	8,113 -1,824	-18%	-$129K	﹤0.01%	410
2017 Q2	$614K	Buy	9,937 +26	+0.3%	+$1.52K	﹤0.01%	349
2017 Q1	$557K	Buy	+9,911	New	+$391K	﹤0.01%	316

Other funds holding AAOI

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

OAM

Oberweis Asset Management Lisle, Illinois $3.39B AUM 105.5% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

ALPS Advisors's AAOI Position: Q1 2026 in Review

ALPS Advisors opened a new position in Applied Optoelectronics (AAOI) in Q1 2026: 12,672 shares worth $1.07M. The stake represents 0.01% of the portfolio and ranks #577 among its holdings. This is a return to the name: ALPS Advisors previously reported a position in AAOI as recently as Q2 2018.

ALPS Advisors first reported a position in AAOI in Q1 2017 and has held it in 7 quarters since. 375 funds tracked by Wall St. Rank hold AAOI as of Q1 2026.

ALPS Advisors held 12,672 shares of Applied Optoelectronics worth $1.07M as of Q1 2026.
Applied Optoelectronics was a new ALPS Advisors position in Q1 2026.
Applied Optoelectronics made up 0.01% of ALPS Advisors's portfolio in Q1 2026, its #577 holding.
ALPS Advisors first reported a position in Applied Optoelectronics in Q1 2017 and has held it in 7 quarters since.
375 funds tracked by Wall St. Rank held Applied Optoelectronics as of Q1 2026.

Based on ALPS Advisors's 13F filing for Q1 2026, filed 8 May 2026.