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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
176
McDonald's
MCD
$195B
$289K 0.06%
3,000
– –
GIS icon
177
General Mills
GIS
$20.4B
$288K 0.06%
6,000
– –
ULTA icon
178
Ulta Beauty
ULTA
$22.9B
$287K 0.06%
2,400
– –
STRZA
179
DELISTED
Starz - Series A
STRZA
$287K 0.06%
10,200
– –
LOW icon
180
Lowe's Companies
LOW
$121B
$286K 0.06%
6,000
– –
EEM icon
181
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$285K 0.06%
7,000
– –
FNGN
182
DELISTED
Financial Engines, Inc.
FNGN
$285K 0.06%
4,800
-1,400
-23% -$74.5K
CBI
183
DELISTED
Chicago Bridge & Iron Nv
CBI
$285K 0.06%
4,200
– –
NTES icon
184
NetEase
NTES
$79.5B
$283K 0.06%
19,500
– –
MTB icon
185
M&T Bank
MTB
$36.6B
$280K 0.06%
2,500
– –
PKOH icon
186
Park-Ohio Holdings
PKOH
$716M
$280K 0.06%
7,300
– –
CIR
187
DELISTED
CIRCOR International, Inc
CIR
$280K 0.06%
4,500
– –
CVX icon
188
Chevron
CVX
$386B
$279K 0.06%
2,300
– –
SIG icon
189
Signet Jewelers
SIG
$3.59B
$279K 0.06%
3,900
– –
WIT icon
190
Wipro
WIT
$19.3B
$277K 0.06%
144,000
– –
MINI
191
DELISTED
Mobile Mini Inc
MINI
$276K 0.06%
8,100
-1,700
-17% -$55.8K
BFH icon
192
Bread Financial
BFH
$4.46B
$275K 0.06%
1,629
– –
FLS icon
193
Flowserve
FLS
$10.3B
$275K 0.06%
+4,400
New +$254K
EMBJ
194
Embraer S.A. ADS
EMBJ
$13.2B
$273K 0.06%
8,400
– –
ATMI
195
DELISTED
A T M I INC
ATMI
$273K 0.06%
10,300
– –
BRFS
196
DELISTED
BRF SA
BRFS
$272K 0.06%
11,100
– –
WCN
197
Waste Connections
WCN
$41.6B
$272K 0.06%
9,000
– –
STFC
198
DELISTED
State Auto Financial Corp
STFC
$272K 0.06%
13,000
– –
AIZ icon
199
Assurant
AIZ
$13.9B
$271K 0.06%
5,000
– –
TSCO icon
200
Tractor Supply
TSCO
$19B
$269K 0.06%
20,000
– –
6 7
8
9 10

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.